SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 06/30/2014

Position Statistics

Total Positions 650
New Positions 83
Increased Positions 362
Decreased Positions 264
Positions with Activity 626
Sold Out Positions 84
Total Mkt Value (in $ millions) 4,393

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.66%
Capital Goods 1.69%
Conglomerates 0.13%
Consumer Cyclical 1.63%
Consumer/Non-Cyclical 3.89%
Energy 10.43%
Financial 39.35%
Healthcare 4.06%
Services 13.02%
Technology 6.13%
Transportation 4.92%
Utilities 9.49%

650 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ADVANCE AUTO PARTS INC COM -248 Sold Out 0
ADVANCED MICRO DEVICES INC COM -95 Sold Out 0
AEGION CORP COM -1,221 Sold Out 0
AK STL HLDG CORP COM -166 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -394 Sold Out 0
ALEXCO RESOURCE CORP COM -18 Sold Out 0
ALLIED NEVADA GOLD CORP COM -148 Sold Out 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS -382 Sold Out 0
ARRIS GROUP INC NEW COM -422 Sold Out 0
ASA GOLD AND PRECIOUS MTLS LMT SHS -169 Sold Out 0
ATLANTIC PWR CORP COM NEW -45 Sold Out 0
BAIDU INC SPON ADR REP A -382 Sold Out 0
BANCO DE CHILE SPONSORED ADR -502 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -231 Sold Out 0
BARD C R INC COM -423 Sold Out 0
BIOGEN IDEC INC COM -306 Sold Out 0
CALAMP CORP COM -140 Sold Out 0
CENCOSUD S A SPONSORED ADS -354 Sold Out 0
CHENIERE ENERGY INC COM NEW -2,225 Sold Out 0
CNOOC LTD SPONSORED ADR -362 Sold Out 0