SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 03/31/2014

Position Statistics

Total Positions 646
New Positions 103
Increased Positions 408
Decreased Positions 220
Positions with Activity 628
Sold Out Positions 79
Total Mkt Value (in $ millions) 4,814

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.57%
Capital Goods 1.54%
Conglomerates 0.13%
Consumer Cyclical 1.68%
Consumer/Non-Cyclical 3.38%
Energy 12.36%
Financial 39.45%
Healthcare 3.93%
Services 12.21%
Technology 5.18%
Transportation 4.87%
Utilities 9.18%

646 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACE LIMITED SHS -2,137 Sold Out 0
ADOBE SYS INC COM -251 Sold Out 0
AGILENT TECHNOLOGIES INC COM -398 Sold Out 0
ALAMOS GOLD INC COM -555 Sold Out 0
ALDERON IRON ORE CORP COM -44 Sold Out 0
ALIGN TECHNOLOGY INC COM -355 Sold Out 0
ALLIANCE DATA SYSTEMS CORP COM -262 Sold Out 0
ALPHA NATURAL RESOURCES INC COM -68 Sold Out 0
AMKOR TECHNOLOGY INC COM -89 Sold Out 0
ARCH COAL INC COM -104 Sold Out 0
ASHLAND INC NEW COM -1,446 Sold Out 0
AVIS BUDGET GROUP COM -666 Sold Out 0
B2GOLD CORP COM -654 Sold Out 0
BAKER HUGHES INC COM -3,386 Sold Out 0
BEST BUY INC COM -570 Sold Out 0
BGC PARTNERS INC CL A -104 Sold Out 0
BIOMARIN PHARMACEUTICAL INC COM -628 Sold Out 0
CABELAS INC COM -514 Sold Out 0
CHESAPEAKE ENERGY CORP COM -11,412 Sold Out 0
CHIPOTLE MEXICAN GRILL INC COM -594 Sold Out 0