SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 03/31/2016

Position Statistics

Total Positions 704
New Positions 83
Increased Positions 338
Decreased Positions 354
Positions with Activity 692
Sold Out Positions 153
Total Mkt Value (in $ millions) 4,163

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.33%
Capital Goods 1.63%
Conglomerates 0.27%
Consumer Cyclical 2.08%
Consumer/Non-Cyclical 4.4%
Energy 6.2%
Financial 43.27%
Healthcare 4.88%
Services 14.75%
Technology 6.46%
Transportation 3.72%
Utilities 8.36%

704 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
E M C CORP MASS COM 2,447 -10,168 (80.61) 88,322
ORACLE CORP COM 2,867 -7,726 (72.93) 73,178
KRAFT HEINZ CO COM -7,324 Sold Out 0
EXXON MOBIL CORP COM 3,667 -7,265 (66.46) 40,922
GOLDCORP INC NEW COM 8,743 -5,676 (39.37) 503,651
GENERAL MLS INC COM 3,575 -5,526 (60.72) 57,019
CANADIAN NAT RES LTD COM 23,896 -5,395 (18.42) 822,569
CUMMINS INC COM 913 -5,386 (85.51) 8,438
ISHARES TR GLOBAL MATER ETF 260 -5,129 (95.18) 5,329
QUALCOMM INC COM 12,182 -5,092 (29.48) 224,842
SUN LIFE FINL INC COM 49,059 -5,043 (9.32) 1,448,034
ISHARES TR IBOXX INV CP ETF 4,245 -4,679 (52.43) 35,700
GILDAN ACTIVEWEAR INC COM 1,490 -4,358 (74.51) 51,432
PIMCO ETF TR TTL RTN ACTV ETF 4,649 -4,279 (47.93) 44,048
3M CO COM 2,131 -3,873 (64.51) 12,828
ISHARES GL MET&MINPR ETF -3,821 Sold Out 0
CRESCENT PT ENERGY CORP COM 20,042 -3,820 (16.01) 1,208,805
ABBVIE INC COM 4,456 -3,759 (45.76) 75,137
CDN IMPERIAL BK COMM TORONTO O COM 79,307 -3,638 (4.39) 1,024,239
VANGUARD WORLD FDS INF TECH ETF 975 -3,473 (78.07) 9,214