SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 03/31/2014

Position Statistics

Total Positions 646
New Positions 103
Increased Positions 408
Decreased Positions 220
Positions with Activity 628
Sold Out Positions 79
Total Mkt Value (in $ millions) 4,898

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.6%
Capital Goods 1.56%
Conglomerates 0.13%
Consumer Cyclical 1.7%
Consumer/Non-Cyclical 3.44%
Energy 12.44%
Financial 39.14%
Healthcare 3.94%
Services 12.08%
Technology 5.21%
Transportation 4.9%
Utilities 9.34%

646 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
THOMSON REUTERS CORP COM 23,731 -7,393 (23.75) 640,154
BROOKFIELD RENEWABLE ENRGY PRT PARTNERSHIP UNIT 22,708 3,780 19.97 774,763
MICROSOFT CORP COM 22,619 1,253 5.86 514,416
JPMORGAN CHASE & CO COM 22,137 5,613 33.97 374,003
SPDR SERIES TRUST S&P DIVID ETF 21,424 1,015 4.97 282,383
BARRICK GOLD CORP COM 21,417 4,568 27.11 1,145,927
CITIGROUP INC COM NEW 20,924 2,472 13.39 421,002
BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN 20,923 2,038 10.79 1,000,139
GOLDCORP INC NEW COM 19,330 -1,644 (7.84) 679,675
EXXON MOBIL CORP COM 19,174 11,854 161.94 183,712
PFIZER INC COM 18,227 1,970 12.12 605,545
AT&T INC COM 17,372 1,291 8.03 487,307
WELLS FARGO & CO NEW COM 16,528 1,269 8.32 320,309
TALISMAN ENERGY INC COM 16,443 7,474 83.33 1,516,921
BROOKFIELD INFRAST PARTNERS LP LP INT UNIT 15,447 1,582 11.41 368,227
QUALCOMM INC COM 14,845 -1,049 (6.6) 195,766
ISHARES TR MSCI EAFE ETF 13,663 -209 (1.51) 201,049
UNITED PARCEL SERVICE INC CL B 13,359 5,956 80.46 130,130
VERIZON COMMUNICATIONS INC COM 12,883 3,081 31.44 249,770
SIGMA ALDRICH CORP COM 12,818 8 .07 123,930