SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 03/31/2014

Position Statistics

Total Positions 646
New Positions 103
Increased Positions 408
Decreased Positions 220
Positions with Activity 628
Sold Out Positions 79
Total Mkt Value (in $ millions) 4,898

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.6%
Capital Goods 1.56%
Conglomerates 0.13%
Consumer Cyclical 1.7%
Consumer/Non-Cyclical 3.44%
Energy 12.44%
Financial 39.14%
Healthcare 3.94%
Services 12.08%
Technology 5.21%
Transportation 4.9%
Utilities 9.34%

646 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LIONS GATE ENTMNT CORP COM NEW 666 666 New 20,887
ANADARKO PETE CORP COM 658 -6,184 (90.39) 6,110
DR PEPPER SNAPPLE GROUP INC COM 654 279 74.62 10,587
PULTE GROUP INC COM 651 651 New 35,091
YUM BRANDS INC COM 640 142 28.62 8,628
LAZARD LTD SHS A 639 65 11.27 11,922
RYDER SYS INC COM 636 636 New 7,066
WELLPOINT INC COM 634 634 New 5,487
EASTMAN CHEM CO COM 628 86 15.97 7,082
DOUBLELINE INCOME SOLUTIONS FD COM 624 624 New 28,680
PROSHARES TR PSHS ULSHT SP500 622 -132 (17.52) 25,000
RESMED INC COM 619 619 New 12,145
EXELON CORP COM 611 26 4.46 19,132
GOODYEAR TIRE & RUBR CO COM 607 151 33.05 21,877
GARMIN LTD SHS 602 -45 (7.02) 10,472
ISHARES 1-3 YR CR BD ETF 602 248 69.94 5,710
HEWLETT PACKARD CO COM 601 317 111.58 16,895
NOW INC COM 601 -63 (9.51) 18,035
BT GROUP PLC ADR 594 100 20.20 9,099
DAVITA HEALTHCARE PARTNERS INC COM 581 7 1.14 8,091