SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 12/31/2014

Position Statistics

Total Positions 645
New Positions 67
Increased Positions 284
Decreased Positions 338
Positions with Activity 622
Sold Out Positions 92
Total Mkt Value (in $ millions) 3,715

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.35%
Capital Goods 2.28%
Conglomerates 0.17%
Consumer Cyclical 2.23%
Consumer/Non-Cyclical 4.07%
Energy 8.58%
Financial 41.41%
Healthcare 4.65%
Services 12.19%
Technology 7.04%
Transportation 3.94%
Utilities 9.12%

645 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
IHS INC CL A 745 745 New 6,015
HERTZ GLOBAL HOLDINGS INC COM 736 153 26.30 34,941
WYNN RESORTS LTD COM 735 541 279.52 5,856
SPDR SERIES TRUST S&P BK ETF 728 43 6.26 21,626
DORMAN PRODUCTS INC COM 728 New 14,550
SYNGENTA AG SPONSORED ADR 727 -708 (49.34) 10,575
SINA CORP ORD 727 155 27.04 20,200
DEVON ENERGY CORP NEW COM 724 -455 (38.59) 10,980
NXP SEMICONDUCTORS N V COM 720 160 28.61 7,216
ENERPLUS CORP COM 717 -1,593 (68.96) 56,389
SOUTHERN CO COM 708 -494 (41.07) 16,062
DONNELLEY R R & SONS CO COM 698 698 New 35,760
SENSATA TECHNOLOGIES HLDG NV SHS 698 -698 (50) 12,000
KINROSS GOLD CORP COM NO PAR 692 -670 (49.18) 303,668
ISHARES TR GLOB HLTHCRE ETF 683 334 95.74 6,252
RITE AID CORP COM 676 -154 (18.58) 84,562
BLOCK H & R INC COM 675 31 4.75 21,624
MOODYS CORP COM 675 -727 (51.89) 6,461
DOUBLELINE INCOME SOLUTIONS FD COM 671 22 3.33 33,085
TRAVELERS COMPANIES INC COM 668 234 53.95 6,335