SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 06/30/2014

Position Statistics

Total Positions 650
New Positions 83
Increased Positions 362
Decreased Positions 264
Positions with Activity 626
Sold Out Positions 85
Total Mkt Value (in $ millions) 4,692

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.75%
Capital Goods 1.68%
Conglomerates 0.11%
Consumer Cyclical 1.63%
Consumer/Non-Cyclical 3.69%
Energy 11.08%
Financial 39.22%
Healthcare 3.93%
Services 12.44%
Technology 6.02%
Transportation 4.94%
Utilities 9.93%

650 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TE CONNECTIVITY LTD REG SHS 776 -5 (0.62) 12,741
SPDR GOLD TRUST GOLD SHS 767 2 .31 6,547
PULTE GROUP INC COM 762 102 15.44 40,510
ISHARES GL TIMB FORE ETF 754 519 220.96 14,748
HERTZ GLOBAL HOLDINGS INC COM 749 -3 (0.35) 26,857
DOW CHEM CO COM 749 -5,184 (87.38) 13,995
INFOSYS LTD SPONSORED ADR 745 745 New 12,509
POWERSHARES ETF TRUST DYNA BUYBK ACH 731 139 23.40 15,910
DOUBLELINE INCOME SOLUTIONS FD COM 730 110 17.66 33,745
EQUINIX INC COM NEW 718 152 26.92 3,300
TRINITY INDS INC COM 713 713 New 14,170
PAYCHEX INC COM 713 New 16,590
KB HOME COM 710 710 New 41,015
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 709 155 28.01 21,403
DR PEPPER SNAPPLE GROUP INC COM 700 20 3.01 10,906
NETEASE INC SPONSORED ADR 699 124 21.64 7,870
YUM BRANDS INC COM 697 67 10.64 9,546
WELLPOINT INC COM 696 27 3.99 5,706
LAZARD LTD SHS A 694 50 7.69 12,839
EXELON CORP COM 689 31 4.72 20,034