SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 12/31/2013

Position Statistics

Total Positions 586
New Positions 101
Increased Positions 374
Decreased Positions 187
Positions with Activity 561
Sold Out Positions 44
Total Mkt Value (in $ millions) 4,230

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.4%
Capital Goods 2.08%
Conglomerates 0.07%
Consumer Cyclical 1.57%
Consumer/Non-Cyclical 3.47%
Energy 11.44%
Financial 38.62%
Healthcare 4.3%
Services 13.96%
Technology 4.92%
Transportation 4.51%
Utilities 9.45%

586 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ULTA SALON COSMETCS & FRAG INC COM 586 158 36.92 6,675
KELLY SVCS INC CL A 582 339 139.07 27,230
MOODYS CORP COM 581 62 11.95 7,364
COACH INC COM 579 79 15.79 11,695
LIBERTY MEDIA CORP DELAWARE CL A 572 119 26.14 4,585
LULULEMON ATHLETICA INC COM 571 -135 (19.16) 11,035
CABELAS INC COM 568 568 New 8,800
ALAMOS GOLD INC COM 563 563 New 62,100
SELECT SECTOR SPDR TR SBI INT-FINL 563 117 26.38 25,734
POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 561 251 80.57 12,696
PEABODY ENERGY CORP COM 560 289 106.46 33,516
DAVITA HEALTHCARE PARTNERS INC COM 556 278 100 8,000
MARKET VECTORS ETF TR AGRIBUS ETF 551 -373 (40.35) 10,158
SPDR SERIES TRUST BRC HGH YLD BD 550 -2 (0.45) 13,345
MOSAIC CO NEW COM 546 -1,453 (72.69) 11,211
SOTHEBYS COM 544 544 New 13,600
EASTMAN CHEM CO COM 541 111 25.84 6,107
AIR PRODS & CHEMS INC COM 540 29 5.73 4,580
NEWMONT MINING CORP COM 526 526 New 22,356
VANGUARD BD INDEX FD INC SHORT TRM BOND 518 58 12.54 6,470