SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 06/30/2014

Position Statistics

Total Positions 650
New Positions 83
Increased Positions 362
Decreased Positions 264
Positions with Activity 626
Sold Out Positions 85
Total Mkt Value (in $ millions) 4,666

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.85%
Capital Goods 1.68%
Conglomerates 0.12%
Consumer Cyclical 1.66%
Consumer/Non-Cyclical 3.69%
Energy 11.36%
Financial 39.31%
Healthcare 3.88%
Services 12.52%
Technology 6%
Transportation 4.85%
Utilities 9.53%

650 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TAHOE RES INC COM 980 95 10.70 42,588
SPDR SERIES TRUST BRC HGH YLD BD 974 262 36.87 24,021
SUNEDISON INC COM 955 955 New 47,373
RAYTHEON CO COM NEW 954 954 New 9,398
OPEN TEXT CORP COM 948 -1,067 (52.95) 16,466
CORNING INC COM 933 -4,003 (81.09) 45,300
BARCLAYS PLC ADR 927 78 9.23 61,432
ISHARES TR U.S. CNSM SV ETF 927 -34 (3.59) 7,342
PPG INDS INC COM 921 -52 (5.3) 4,610
AFLAC INC COM 914 -264 (22.39) 15,272
INTL PAPER CO COM 912 207 29.31 18,320
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 908 .02 13,513
PANDORA MEDIA INC COM 902 902 New 34,790
PRUDENTIAL FINL INC COM 885 4 .40 9,791
KELLY SVCS INC CL A 883 69 8.43 51,855
SANDISK CORP COM 880 880 New 9,045
GANNETT INC COM 875 36 4.35 27,258
TWENTY FIRST CENTY FOX INC CL A 872 13 1.51 24,984
UNITEDHEALTH GROUP INC COM 871 -997 (53.38) 10,122
POWERSHARES ETF TRUST FTSE RAFI 1000 867 133 18.14 9,693