SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 12/31/2015

Position Statistics

Total Positions 644
New Positions 22
Increased Positions 101
Decreased Positions 52
Positions with Activity 153
Sold Out Positions 22
Total Mkt Value (in $ millions) 3,973

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.64%
Capital Goods 1.79%
Conglomerates 0.24%
Consumer Cyclical 2.05%
Consumer/Non-Cyclical 4.14%
Energy 6.65%
Financial 43.64%
Healthcare 4.8%
Services 13.68%
Technology 6.63%
Transportation 3.6%
Utilities 8.1%

644 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FOOT LOCKER INC COM 1,014 New 16,339
EATON CORP PLC SHS 1,010 New 15,923
ISHARES TR MRGSTR MD CP ETF 988 New 6,700
EQUIFAX INC COM 987 New 8,141
DUKE ENERGY CORP NEW COM NEW 986 New 12,496
HORMEL FOODS CORP COM 983 New 25,382
AMERICAN AIRLS GROUP INC COM 980 980 New 28,450
ISHARES TR U.S. FIN SVC ETF 978 New 11,341
PIONEER NAT RES CO COM 977 977 New 5,900
YAMANA GOLD INC COM 966 461 91.31 205,002
HONDA MOTOR LTD AMERN SHS 962 New 35,480
CTRIP COM INTL LTD AMERICAN DEP SHS 962 962 New 21,589
SELECT SECTOR SPDR TR TECHNOLOGY 958 New 22,577
SELECT SECTOR SPDR TR SBI CONS STPLS 958 New 18,105
FACTORSHARES TR ISE CYBER SEC 956 New 39,736
PIMCO ETF TR 0-5 HIGH YIELD 954 New 9,992
AKAMAI TECHNOLOGIES INC COM 954 71 8.08 18,730
RAYTHEON CO COM NEW 953 New 7,498
ISHARES TR TIPS BD ETF 948 New 8,280
NXP SEMICONDUCTORS N V COM 941 New 10,893