SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 03/31/2014

Position Statistics

Total Positions 646
New Positions 103
Increased Positions 407
Decreased Positions 220
Positions with Activity 627
Sold Out Positions 79
Total Mkt Value (in $ millions) 4,880

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.57%
Capital Goods 1.6%
Conglomerates 0.13%
Consumer Cyclical 1.69%
Consumer/Non-Cyclical 3.51%
Energy 12.45%
Financial 39.16%
Healthcare 3.95%
Services 12.21%
Technology 5.17%
Transportation 4.92%
Utilities 9.12%

646 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MASTERCARD INC CL A 1,039 -245 (19.1) 13,406
TAHOE RES INC COM 1,032 1,032 New 38,473
PPG INDS INC COM 1,020 90 9.69 4,868
SELECT SECTOR SPDR TR SBI INT-INDS 1,011 557 122.59 18,631
WHITING PETE CORP NEW COM 999 63 6.78 11,359
VANGUARD INDEX FDS S&P 500 ETF SHS 998 100 11.11 5,502
CSX CORP COM 995 146 17.24 32,006
EXTERRAN HLDGS INC COM 976 976 New 22,620
BERKSHIRE HATHAWAY INC DEL CL A 962 192 25 5
WISDOMTREE TR JAPN HEDGE EQT 961 -1,715 (64.1) 19,378
CA INC COM 960 61 6.78 33,783
CUMMINS INC COM 955 25 2.66 6,252
GLOBAL X FDS GLB X GURU INDEX 952 646 211.00 36,060
ISHARES U.S. CNSM SV ETF 950 -349 (26.84) 7,615
AMERCO COM 937 394 72.57 3,253
SELECT SECTOR SPDR TR SBI INT-ENERGY 936 936 New 9,460
ISHARES U.S. BAS MTL ETF 931 931 New 10,590
RYDEX ETF TRUST GUG S&P500 EQ WT 921 New 12,010
PROGRESSIVE WASTE SOLUTIONS LT COM 921 -11 (1.17) 36,870
ICON PLC SHS 919 -21 (2.27) 19,378