SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 12/31/2014

Position Statistics

Total Positions 647
New Positions 68
Increased Positions 285
Decreased Positions 339
Positions with Activity 624
Sold Out Positions 92
Total Mkt Value (in $ millions) 3,651

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.56%
Capital Goods 2.38%
Conglomerates 0.18%
Consumer Cyclical 2.27%
Consumer/Non-Cyclical 4.15%
Energy 8.05%
Financial 40.84%
Healthcare 4.72%
Services 12.7%
Technology 7.38%
Transportation 4.16%
Utilities 8.6%

647 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PITNEY BOWES INC COM 927 46 5.25 41,225
AFLAC INC COM 926 -29 (2.99) 14,848
DISCOVER FINL SVCS COM 919 919 New 15,501
AMERCO COM 914 -65 (6.67) 2,800
LENNAR CORP CL A 908 908 New 18,150
SPDR SERIES TRUST BRC HGH YLD BD 905 -41 (4.38) 22,968
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 903 .02 12,964
HSBC HLDGS PLC SPON ADR NEW 901 -377 (29.52) 20,580
PDL BIOPHARMA INC COM 899 -17 (1.9) 129,218
PENN WEST PETE LTD NEW COM 890 -165 (15.64) 456,661
PANDORA MEDIA INC COM 879 879 New 56,949
KULICKE & SOFFA INDS INC COM 871 -32 (3.56) 53,788
BERKSHIRE HATHAWAY INC DEL CL A 870 -218 (20) 4
TYSON FOODS INC CL A 865 865 New 20,900
LIONS GATE ENTMNT CORP COM NEW 862 14 1.61 26,077
AMBEV SA SPONSORED ADR 858 -867 (50.27) 139,225
ACTAVIS PLC SHS 856 856 New 2,890
SELECT SECTOR SPDR TR SBI HEALTHCARE 853 112 15.07 11,747
ISHARES GOLD TRUST ISHARES 843 -15 (1.69) 72,680
DUKE ENERGY CORP NEW COM NEW 835 -243 (22.54) 10,838