SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 06/30/2014

Position Statistics

Total Positions 650
New Positions 83
Increased Positions 362
Decreased Positions 264
Positions with Activity 626
Sold Out Positions 85
Total Mkt Value (in $ millions) 4,693

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.07%
Capital Goods 1.7%
Conglomerates 0.12%
Consumer Cyclical 1.7%
Consumer/Non-Cyclical 3.66%
Energy 11.66%
Financial 39.37%
Healthcare 3.81%
Services 12.24%
Technology 5.98%
Transportation 4.67%
Utilities 9.46%

650 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES MSCI SPAN CP ETF 1,014 1,014 New 25,190
SPDR SERIES TRUST BRC HGH YLD BD 993 267 36.87 24,021
SANOFI SPONSORED ADR 963 -165 (14.61) 17,915
PANDORA MEDIA INC COM 950 950 New 34,790
PPG INDS INC COM 945 -53 (5.3) 4,610
CORNING INC COM 935 -4,012 (81.09) 45,300
AFLAC INC COM 932 -269 (22.39) 15,272
ISHARES TR U.S. CNSM SV ETF 931 -35 (3.59) 7,342
GANNETT INC COM 923 38 4.35 27,258
WILLIAMS SONOMA INC COM 918 450 96.12 12,650
OPEN TEXT CORP COM 917 -1,032 (52.95) 16,466
CUMMINS INC COM 914 -1 (0.06) 6,248
BARCLAYS PLC ADR 909 77 9.23 61,432
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 908 .02 13,513
RAYTHEON CO COM NEW 908 908 New 9,398
TWENTY FIRST CENTY FOX INC CL A 893 13 1.51 24,984
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 887 178 25.06 19,618
SANDISK CORP COM 883 883 New 9,045
PRUDENTIAL FINL INC COM 882 4 .40 9,791
INTL PAPER CO COM 872 198 29.31 18,320