SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 12/31/2016

Position Statistics

Total Positions 725
New Positions 109
Increased Positions 457
Decreased Positions 248
Positions with Activity 705
Sold Out Positions 76
Total Mkt Value (in $ millions) 5,912

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 12.93%
Basic Materials 2.71%
Industrials 8.53%
Consumer Cyclicals 5.65%
Consumer Non-Cyclicals 4.72%
Financials 41.67%
Healthcare 4.16%
Technology 8.63%
Telecommunication Services 7.42%
Utilities 3.49%

725 Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BP PLC SPONSORED ADR 1,629 -4 (0.28) 48,215
TEXAS INSTRS INC COM 1,624 1,000 160.40 20,150
LINCOLN NATL CORP IND COM 1,621 55 3.54 25,397
SIMON PPTY GROUP INC NEW COM 1,601 990 162.03 9,530
BLACKBERRY LTD COM 1,600 301 23.13 226,352
MARATHON OIL CORP COM 1,596 -857 (34.93) 109,270
PRUDENTIAL FINL INC COM 1,594 -1,121 (41.28) 15,120
ALIBABA GROUP HLDG LTD SPONSORED ADS 1,543 -1,916 (55.39) 14,283
PIONEER NAT RES CO COM 1,543 -137 (8.14) 8,527
AETNA INC NEW COM 1,527 -72 (4.52) 12,047
HARTFORD FINL SVCS GROUP INC COM 1,505 -5 (0.34) 31,802
MORGAN STANLEY COM NEW 1,496 -1,206 (44.62) 35,244
NORBORD INC COM NEW 1,495 -888 (37.25) 53,958
ANTHEM INC COM 1,488 20 1.38 9,145
US BANCORP DEL COM NEW 1,484 983 196.18 28,226
CBRE CLARION GLOBAL REAL ESTAT COM 1,477 43 3.01 200,468
GOODYEAR TIRE & RUBR CO COM 1,453 1,453 New 40,433
ORACLE CORP COM 1,449 220 17.86 32,455
INTERNATIONAL FLAVORS&FRAGRANC COM 1,449 21 1.49 10,880
IROBOT CORP COM 1,428 1,428 New 22,846