SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 06/30/2014

Position Statistics

Total Positions 650
New Positions 83
Increased Positions 362
Decreased Positions 264
Positions with Activity 626
Sold Out Positions 85
Total Mkt Value (in $ millions) 4,732

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.03%
Capital Goods 1.68%
Conglomerates 0.12%
Consumer Cyclical 1.68%
Consumer/Non-Cyclical 3.64%
Energy 11.85%
Financial 38.88%
Healthcare 3.82%
Services 12.51%
Technology 5.95%
Transportation 4.75%
Utilities 9.53%

650 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HSBC HLDGS PLC SPON ADR NEW 1,415 129 10.08 26,167
SANDSTORM GOLD LTD COM NEW 1,399 -30 (2.09) 235,475
LOWES COS INC COM 1,397 32 2.36 26,604
WHITING PETE CORP NEW COM 1,377 324 30.81 14,859
SEVENTY SEVEN ENERGY INC COM 1,363 1,363 New 58,057
GRAINGER W W INC COM 1,354 -100 (6.88) 5,498
CONSOLIDATED EDISON INC COM 1,326 9 .66 22,899
KKR & CO L P DEL COM UNITS 1,324 185 16.24 56,365
ISHARES TR U.S. TECH ETF 1,288 143 12.51 12,632
CTRIP COM INTL LTD AMERICAN DEP SHS 1,286 3 .23 20,045
SOUTHERN CO COM 1,282 75 6.25 28,883
DEVON ENERGY CORP NEW COM 1,277 1,277 New 16,926
BUNGE LIMITED COM 1,270 -393 (23.63) 15,007
MICHAEL KORS HLDGS LTD SHS 1,261 492 64.02 15,741
POWERSHARES ETF TR II ASIA PAC BD PR 1,258 43 3.53 50,293
GRANITE REAL ESTATE INVT TR STAPLED UNIT 1,245 105 9.21 32,758
PDL BIOPHARMA INC COM 1,233 54 4.61 122,229
POLARIS INDS INC COM 1,202 -3 (0.24) 8,270
ULTRA PETROLEUM CORP COM 1,189 -21 (1.73) 44,824
SENSATA TECHNOLOGIES HLDG NV SHS 1,180 New 24,000