SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 12/31/2014

Position Statistics

Total Positions 645
New Positions 67
Increased Positions 284
Decreased Positions 338
Positions with Activity 622
Sold Out Positions 92
Total Mkt Value (in $ millions) 3,567

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.48%
Capital Goods 2.4%
Conglomerates 0.18%
Consumer Cyclical 2.3%
Consumer/Non-Cyclical 4.25%
Energy 8.04%
Financial 40.53%
Healthcare 4.87%
Services 12.64%
Technology 7.33%
Transportation 4.09%
Utilities 8.87%

645 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AETNA INC NEW COM 1,653 104 6.71 15,226
PRECISION CASTPARTS CORP COM 1,649 1,030 166.22 7,795
UNILEVER PLC SPON ADR NEW 1,627 -775 (32.27) 37,997
APPLIED MATLS INC COM 1,625 -203 (11.11) 71,354
ISHARES MSCI PAC JP ETF 1,624 -43 (2.58) 35,432
PROGRESSIVE WASTE SOLUTIONS LT COM 1,612 1,292 403.74 55,154
DBX ETF TR XTRAK MSCI EAFE 1,603 1,603 New 52,729
ISHARES TR U.S. TECH ETF 1,594 101 6.74 15,054
ELDORADO GOLD CORP NEW COM 1,593 339 27.02 342,615
BLACKBERRY LTD COM 1,577 -1,474 (48.32) 179,200
KROGER CO COM 1,574 -1,309 (45.41) 20,383
DICKS SPORTING GOODS INC COM 1,515 -17 (1.13) 26,150
WILLIAMS SONOMA INC COM 1,479 637 75.59 18,700
ACCENTURE PLC IRELAND SHS CLASS A 1,478 -1,054 (41.63) 15,650
PENGROWTH ENERGY CORP COM 1,469 -1,110 (43.04) 492,919
ISHARES IBOXX HI YD ETF 1,464 -227 (13.42) 16,137
SANOFI SPONSORED ADR 1,451 579 66.41 28,891
PHILLIPS 66 COM 1,433 -1,336 (48.25) 18,016
TEMPLETON GLOBAL INCOME FD COM 1,424 35 2.51 196,200
CENTRAL FD CDA LTD CL A 1,408 -239 (14.53) 118,742