SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 09/30/2014

Position Statistics

Total Positions 647
New Positions 79
Increased Positions 365
Decreased Positions 249
Positions with Activity 614
Sold Out Positions 69
Total Mkt Value (in $ millions) 4,186

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.83%
Capital Goods 2.15%
Conglomerates 0.15%
Consumer Cyclical 1.84%
Consumer/Non-Cyclical 4.49%
Energy 9.64%
Financial 37.01%
Healthcare 4.73%
Services 13.56%
Technology 6.31%
Transportation 5.1%
Utilities 9.42%

647 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ABBVIE INC COM 1,910 -74 (3.71) 31,655
PRECISION DRILLING CORP COM 2010 1,909 513 36.75 374,380
ABERDEEN ASIA PACIFIC INCOM FD COM 1,882 262 16.15 341,020
WISDOMTREE TR EUROPE HEDGED EQ 1,882 77 4.29 31,227
METHANEX CORP COM 1,864 -494 (20.95) 42,271
VISTEON CORP COM NEW 1,861 New 19,200
CSX CORP COM 1,856 115 6.60 55,722
BUNGE LIMITED COM 1,849 505 37.61 20,651
AMBEV SA SPONSORED ADR 1,842 -27 (1.46) 279,950
ISHARES GLB INFRASTR ETF 1,841 5 .30 43,553
STUDENT TRANSN INC COM 1,840 101 5.81 332,176
CENTRAL FD CDA LTD CL A 1,838 108 6.25 138,935
APPLIED MATLS INC COM 1,833 190 11.54 80,274
MICRON TECHNOLOGY INC COM 1,828 1,390 316.96 62,477
OPEN TEXT CORP COM 1,808 875 93.79 31,909
ENERPLUS CORP COM 1,780 -91 (4.86) 181,650
GLAXOSMITHKLINE PLC SPONSORED ADR 1,757 276 18.64 39,938
ISHARES TR S&P 100 ETF 1,757 14 .78 20,010
LOWES COS INC COM 1,753 -50 (2.76) 25,870
DELTA AIR LINES INC DEL COM NEW 1,709 -848 (33.16) 36,132