SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 03/31/2014

Position Statistics

Total Positions 646
New Positions 103
Increased Positions 407
Decreased Positions 220
Positions with Activity 627
Sold Out Positions 79
Total Mkt Value (in $ millions) 4,867

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.6%
Capital Goods 1.61%
Conglomerates 0.13%
Consumer Cyclical 1.7%
Consumer/Non-Cyclical 3.53%
Energy 12.77%
Financial 39.06%
Healthcare 4%
Services 12.31%
Technology 5.09%
Transportation 4.79%
Utilities 8.9%

646 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR SERIES TRUST S&P OILGAS EXP 1,791 -428 (19.27) 22,200
AMBEV SA SPONSORED ADR 1,784 -206 (10.37) 250,550
CHICAGO BRIDGE & IRON CO N V COM 1,749 -361 (17.12) 25,665
REVENUESHARES ETF TR SMALL CAP FD 1,722 1,057 158.89 30,849
ISHARES RUSSELL 2000 ETF 1,720 -20 (1.13) 14,769
BROADCOM CORP CL A 1,717 46 2.74 44,985
CEDAR FAIR L P DEPOSITRY UNIT 1,712 1,712 New 33,500
ABERDEEN ASIA PACIFIC INCOM FD COM 1,701 28 1.70 272,234
OPEN TEXT CORP COM 1,691 258 18.00 34,995
STUDENT TRANSN INC COM 1,658 1,127 212.22 250,003
BAXTER INTL INC COM 1,651 -2,264 (57.82) 21,780
ISHARES S&P 100 ETF 1,643 336 25.76 18,776
YAHOO INC COM 1,641 -6,112 (78.83) 47,095
WISDOMTREE TR SMLCAP EARN FD 1,629 1,005 161.10 19,846
AUTOMATIC DATA PROCESSING INC COM 1,624 488 42.95 20,187
APACHE CORP COM 1,615 572 54.87 16,207
SPDR INDEX SHS FDS EURO STOXX 50 1,594 1,594 New 37,188
VISTEON CORP COM NEW 1,583 309 24.22 15,900
AEGION CORP COM 1,578 1,578 New 68,355
SYNGENTA AG SPONSORED ADR 1,562 -2 (0.12) 20,904