SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 09/30/2014

Position Statistics

Total Positions 648
New Positions 79
Increased Positions 366
Decreased Positions 249
Positions with Activity 615
Sold Out Positions 69
Total Mkt Value (in $ millions) 4,334

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.65%
Capital Goods 2.14%
Conglomerates 0.15%
Consumer Cyclical 1.79%
Consumer/Non-Cyclical 4.51%
Energy 9.5%
Financial 37.71%
Healthcare 4.66%
Services 13.48%
Technology 6.38%
Transportation 5.06%
Utilities 9.23%

648 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SMUCKER J M CO COM NEW 2,700 -51 (1.84) 25,350
TRANSOCEAN LTD REG SHS 2,679 1,044 63.83 170,970
PHILIP MORRIS INTL INC COM 2,678 36 1.35 32,340
GOLDMAN SACHS GROUP INC COM 2,645 -1,956 (42.51) 14,655
CHICAGO BRIDGE & IRON CO N V COM 2,593 1,616 165.56 66,842
KROGER CO COM 2,537 424 20.06 37,336
COSTCO WHSL CORP NEW COM 2,524 20 .79 17,766
CHIPOTLE MEXICAN GRILL INC COM 2,520 2,254 846.65 3,531
GILDAN ACTIVEWEAR INC COM 2,515 432 20.74 43,459
COLGATE PALMOLIVE CO COM 2,481 283 12.90 36,955
ISHARES TR SELECT DIVID ETF 2,472 277 12.63 30,677
VANGUARD BD INDEX FD INC SHORT TRM BOND 2,400 1,906 385.27 29,839
ACCENTURE PLC IRELAND SHS CLASS A 2,392 -473 (16.51) 26,810
PHILLIPS 66 COM 2,385 336 16.42 34,812
UNILEVER PLC SPON ADR NEW 2,385 142 6.31 56,100
ARCHER DANIELS MIDLAND CO COM 2,379 2,379 New 49,704
PENGROWTH ENERGY CORP COM 2,354 159 7.24 865,421
ISHARES TR U.S. CNSM SV ETF 2,324 1,315 130.50 16,923
CHURCH & DWIGHT INC COM 2,306 -30 (1.29) 28,128
POWERSHARES ETF TR II S&P500 HGH BET 2,298 239 11.61 69,189