SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 12/31/2014

Position Statistics

Total Positions 645
New Positions 67
Increased Positions 284
Decreased Positions 338
Positions with Activity 622
Sold Out Positions 92
Total Mkt Value (in $ millions) 3,765

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.36%
Capital Goods 2.24%
Conglomerates 0.17%
Consumer Cyclical 2.19%
Consumer/Non-Cyclical 4.02%
Energy 8.55%
Financial 41.29%
Healthcare 4.67%
Services 12.33%
Technology 7.18%
Transportation 3.92%
Utilities 9.13%

645 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR US HLTHCARE ETF 2,505 337 15.52 15,851
NORFOLK SOUTHERN CORP COM 2,472 -804 (24.53) 23,480
PHILIP MORRIS INTL INC COM 2,459 -217 (8.11) 29,718
CONAGRA FOODS INC COM 2,435 -667 (21.49) 64,896
GNC HLDGS INC COM CL A 2,352 35 1.53 49,870
COLGATE PALMOLIVE CO COM 2,330 -226 (8.83) 33,692
LILLY ELI & CO COM 2,304 -2,912 (55.83) 32,193
STUDENT TRANSN INC COM 2,300 407 21.50 403,580
GLAXOSMITHKLINE PLC SPONSORED ADR 2,270 410 22.02 48,731
CONOCOPHILLIPS COM 2,270 1,178 107.85 33,620
HALLIBURTON CO COM 2,245 -88 (3.77) 46,772
EXELON CORP COM 2,243 -2,650 (54.16) 65,856
ISHARES TR CORE HIGH DV ETF 2,224 -81 (3.5) 28,599
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 2,150 2,150 New 215,179
ISHARES GLB INFRASTR ETF 2,146 226 11.79 48,689
BLACKSTONE GROUP L P COM UNIT LTD 2,141 -44 (2.02) 51,692
EOG RES INC COM 2,132 932 77.62 22,048
COBALT INTL ENERGY INC COM 2,118 521 32.65 206,800
SAP SE SPON ADR 2,106 -1,461 (40.95) 28,017
LORILLARD INC COM 2,105 365 20.96 29,734