SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 03/31/2013

Position Statistics:

Total Positions 453
New Positions 77
Increased Positions 270
Decreased Positions 164
Positions with Activity 434
Sold Out Positions 55
Total Mkt Value
(in $ millions)
2,512

Sector Weighting

Basic Materials 6.2%
Capital Goods 1.83%
Conglomerates 0.13%
Consumer Cyclical 1.98%
Consumer/Non-Cyclical 3.56%
Energy 9.65%
Financial 36.96%
Healthcare 4.27%
Services 16.12%
Technology 4.78%
Transportation 4.1%
Utilities 9.75%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

453 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
JOHNSON CTLS INC COM 1,142 721 171.52 30,416
ASSOCIATED ESTATES RLTY CORP COM 1,130 -36 (3.09) 61,090
GROUPE CGI INC CL A SUB VTG 1,112 -7,013 (86.31) 34,888
COLGATE PALMOLIVE CO COM 1,105 7 .62 17,806
EXELON CORP COM 1,093 136 14.20 31,088
KELLOGG CO COM 1,090 -1,563 (58.91) 16,600
RIO TINTO PLC SPONSORED ADR 1,089 40 3.83 24,759
SELECT SECTOR SPDR TR SBI INT-ENERGY 1,082 1,082 New 13,170
DIRECTV COM 1,078 1,078 New 16,532
ENERSIS S A SPONSORED ADR 1,066 127 13.48 60,000
DUKE ENERGY CORP NEW COM NEW 1,060 24 2.30 14,800
ISHARES TR BARCLYS 1-3 YR 1,042 99 10.52 12,340
KRAFT FOODS GROUP INC COM 1,034 -64 (5.86) 18,423
SEAGATE TECHNOLOGY PLC SHS 1,014 -430 (29.76) 24,447
ACCENTURE PLC IRELAND SHS CLASS A 1,011 -6 (0.61) 12,295
HOME DEPOT INC COM 1,004 -1,047 (51.05) 13,057
CAE INC COM 1,001 96 10.63 94,071
ENERPLUS CORP COM 996 -807 (44.78) 62,785
ROSS STORES INC COM 988 365 58.51 15,058
TEMPLETON GLOBAL INCOME FD COM 987 479 94.31 103,600

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