SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 12/31/2013

Position Statistics

Total Positions 586
New Positions 101
Increased Positions 374
Decreased Positions 187
Positions with Activity 561
Sold Out Positions 44
Total Mkt Value (in $ millions) 4,230

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.4%
Capital Goods 2.08%
Conglomerates 0.07%
Consumer Cyclical 1.57%
Consumer/Non-Cyclical 3.47%
Energy 11.44%
Financial 38.62%
Healthcare 4.3%
Services 13.96%
Technology 4.92%
Transportation 4.51%
Utilities 9.45%

586 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TJX COS INC NEW COM 2,276 32 1.44 38,767
ALTRIA GROUP INC COM 2,270 415 22.35 59,029
ICICI BK LTD ADR 2,257 -27 (1.17) 50,700
ISHARES IBOXX HI YD ETF 2,255 239 11.84 23,958
WISDOMTREE INVTS INC COM 2,209 2,209 New 184,275
ABBVIE INC COM 2,204 481 27.92 45,391
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 2,181 1,914 718.04 36,812
AMBEV SA SPONSORED ADR 2,172 390 21.89 279,550
PIONEER NAT RES CO COM 2,170 -3,050 (58.43) 10,674
ACE LIMITED SHS 2,155 1,191 123.56 21,350
POWERSHARES ETF TR II S&P500 LOW VOL 2,117 343 19.31 62,037
SPDR SERIES TRUST S&P OILGAS EXP 2,114 2,114 New 27,500
FRANCO NEVADA CORP COM 2,026 20 1.01 43,804
MEDTRONIC INC COM 2,026 244 13.69 34,596
KELLOGG CO COM 1,986 736 58.92 29,940
ISHARES IBOXX INV CP ETF 1,978 -256 (11.46) 16,837
CHURCH & DWIGHT INC COM 1,962 -2,028 (50.82) 28,367
ISHARES TR HIGH DIVIDND ETF 1,942 123 6.78 26,691
BRISTOL MYERS SQUIBB CO COM 1,936 -2,864 (59.66) 39,151
BOEING CO COM 1,932 384 24.83 15,107