SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 12/31/2014

Position Statistics

Total Positions 647
New Positions 68
Increased Positions 285
Decreased Positions 339
Positions with Activity 624
Sold Out Positions 92
Total Mkt Value (in $ millions) 3,651

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.56%
Capital Goods 2.38%
Conglomerates 0.18%
Consumer Cyclical 2.27%
Consumer/Non-Cyclical 4.15%
Energy 8.05%
Financial 40.84%
Healthcare 4.72%
Services 12.7%
Technology 7.38%
Transportation 4.16%
Utilities 8.6%

92 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AGL RES INC COM -464 Sold Out 0
ALEXION PHARMACEUTICALS INC COM -753 Sold Out 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS -526 Sold Out 0
AMKOR TECHNOLOGY INC COM -345 Sold Out 0
ANDERSONS INC COM -254 Sold Out 0
ANTHEM INC COM -835 Sold Out 0
ARCHER DANIELS MIDLAND CO COM -2,340 Sold Out 0
ATWOOD OCEANICS INC COM -377 Sold Out 0
AVISTA CORP COM -533 Sold Out 0
BALL CORP COM -539 Sold Out 0
BANCO SANTANDER CHILE NEW SP ADR REP COM -332 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -229 Sold Out 0
BELLATRIX EXPLORATION LTD COM -60 Sold Out 0
BONANZA CREEK ENERGY INC COM -127 Sold Out 0
BUNGE LIMITED COM -1,694 Sold Out 0
CALIFORNIA RES CORP COM -14 Sold Out 0
CDK GLOBAL INC COM -367 Sold Out 0
CELANESE CORP DEL COM SER A -228 Sold Out 0
CENCOSUD S A SPONSORED ADS -155 Sold Out 0
CLOROX CO DEL COM -480 Sold Out 0