SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 12/31/2013

Position Statistics

Total Positions 586
New Positions 101
Increased Positions 374
Decreased Positions 187
Positions with Activity 561
Sold Out Positions 44
Total Mkt Value (in $ millions) 4,230

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.4%
Capital Goods 2.08%
Conglomerates 0.07%
Consumer Cyclical 1.57%
Consumer/Non-Cyclical 3.47%
Energy 11.44%
Financial 38.62%
Healthcare 4.3%
Services 13.96%
Technology 4.92%
Transportation 4.51%
Utilities 9.45%

44 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH -168 Sold Out 0
ASSOCIATED ESTATES RLTY CORP COM -983 Sold Out 0
BRINKS CO COM -256 Sold Out 0
BUFFALO WILD WINGS INC COM -314 Sold Out 0
C H ROBINSON WORLDWIDE INC COM NEW -339 Sold Out 0
CENCOSUD S A SPONSORED ADS -637 Sold Out 0
CNOOC LTD SPONSORED ADR -270 Sold Out 0
CONSOL ENERGY INC COM -334 Sold Out 0
CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS -1,129 Sold Out 0
DENISON MINES CORP COM -25 Sold Out 0
DEVON ENERGY CORP NEW COM -1,851 Sold Out 0
EMPRESA NACIONAL DE ELCTRCIDAD SPONSORED ADR -1,495 Sold Out 0
EOG RES INC COM -843 Sold Out 0
EXTERRAN HLDGS INC COM -1,161 Sold Out 0
FEDERAL SIGNAL CORP COM -337 Sold Out 0
GOLDEN STAR RES LTD CDA COM -151 Sold Out 0
GRANA Y MONTERO S A A SPONSORED ADR -344 Sold Out 0
HEALTH CARE REIT INC COM -345 Sold Out 0
HOVNANIAN ENTERPRISES INC CL A -66 Sold Out 0
ISHARES U.S. ENERGY ETF -1,126 Sold Out 0