SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 06/30/2014

Position Statistics

Total Positions 650
New Positions 83
Increased Positions 362
Decreased Positions 264
Positions with Activity 626
Sold Out Positions 84
Total Mkt Value (in $ millions) 4,319

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.66%
Capital Goods 1.7%
Conglomerates 0.13%
Consumer Cyclical 1.61%
Consumer/Non-Cyclical 3.99%
Energy 10.35%
Financial 39.39%
Healthcare 4.05%
Services 13.05%
Technology 6.12%
Transportation 4.87%
Utilities 9.47%

84 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADVANCE AUTO PARTS INC COM -246 Sold Out 0
ADVANCED MICRO DEVICES INC COM -91 Sold Out 0
AEGION CORP COM -1,193 Sold Out 0
AK STL HLDG CORP COM -155 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -387 Sold Out 0
ALEXCO RESOURCE CORP COM -18 Sold Out 0
ALLIED NEVADA GOLD CORP COM -150 Sold Out 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS -381 Sold Out 0
ARRIS GROUP INC NEW COM -405 Sold Out 0
ASA GOLD AND PRECIOUS MTLS LMT SHS -166 Sold Out 0
ATLANTIC PWR CORP COM NEW -49 Sold Out 0
BAIDU INC SPON ADR REP A -373 Sold Out 0
BANCO DE CHILE SPONSORED ADR -500 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -249 Sold Out 0
BARD C R INC COM -416 Sold Out 0
BIOGEN IDEC INC COM -291 Sold Out 0
CALAMP CORP COM -138 Sold Out 0
CENCOSUD S A SPONSORED ADS -355 Sold Out 0
CHENIERE ENERGY INC COM NEW -2,143 Sold Out 0
CNOOC LTD SPONSORED ADR -359 Sold Out 0