SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 03/31/2014

Position Statistics

Total Positions 646
New Positions 103
Increased Positions 408
Decreased Positions 220
Positions with Activity 628
Sold Out Positions 79
Total Mkt Value (in $ millions) 4,877

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.59%
Capital Goods 1.54%
Conglomerates 0.13%
Consumer Cyclical 1.7%
Consumer/Non-Cyclical 3.39%
Energy 12.42%
Financial 39.29%
Healthcare 3.98%
Services 12.18%
Technology 5.2%
Transportation 4.87%
Utilities 9.19%

79 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACE LIMITED SHS -2,174 Sold Out 0
ADOBE SYS INC COM -261 Sold Out 0
AGILENT TECHNOLOGIES INC COM -403 Sold Out 0
ALAMOS GOLD INC COM -584 Sold Out 0
ALDERON IRON ORE CORP COM -47 Sold Out 0
ALIGN TECHNOLOGY INC COM -364 Sold Out 0
ALLIANCE DATA SYSTEMS CORP COM -270 Sold Out 0
ALPHA NATURAL RESOURCES INC COM -69 Sold Out 0
AMKOR TECHNOLOGY INC COM -96 Sold Out 0
ARCH COAL INC COM -103 Sold Out 0
ASHLAND INC NEW COM -1,484 Sold Out 0
AVIS BUDGET GROUP COM -686 Sold Out 0
B2GOLD CORP COM -677 Sold Out 0
BAKER HUGHES INC COM -3,487 Sold Out 0
BEST BUY INC COM -593 Sold Out 0
BGC PARTNERS INC CL A -106 Sold Out 0
BIOMARIN PHARMACEUTICAL INC COM -621 Sold Out 0
CABELAS INC COM -528 Sold Out 0
CHESAPEAKE ENERGY CORP COM -11,689 Sold Out 0
CHIPOTLE MEXICAN GRILL INC COM -602 Sold Out 0