SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 03/31/2013

Position Statistics:

Total Positions 453
New Positions 77
Increased Positions 270
Decreased Positions 164
Positions with Activity 434
Sold Out Positions 55
Total Mkt Value
(in $ millions)
2,512

Sector Weighting

Basic Materials 6.2%
Capital Goods 1.83%
Conglomerates 0.13%
Consumer Cyclical 1.98%
Consumer/Non-Cyclical 3.56%
Energy 9.65%
Financial 36.96%
Healthcare 4.27%
Services 16.12%
Technology 4.78%
Transportation 4.1%
Utilities 9.75%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

55 Sold Out Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABERCROMBIE & FITCH CO CL A -325 Sold Out 0
ALLIED NEVADA GOLD CORP COM -327 Sold Out 0
ALPHA NATURAL RESOURCES INC COM -203 Sold Out 0
AOL INC COM -291 Sold Out 0
APACHE CORP COM -880 Sold Out 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH -291 Sold Out 0
ARCH COAL INC COM -150 Sold Out 0
ASHLAND INC NEW COM -267 Sold Out 0
AURIZON MINES LTD COM -2,772 Sold Out 0
BEST BUY INC COM -4,083 Sold Out 0
CENTRAL GOLDTRUST TR UNIT -156 Sold Out 0
CHESAPEAKE ENERGY CORP COM -3,769 Sold Out 0
CLIFFS NAT RES INC COM -504 Sold Out 0
CME GROUP INC COM -385 Sold Out 0
COMMVAULT SYSTEMS INC COM -269 Sold Out 0
CONSOL ENERGY INC COM -1,121 Sold Out 0
COVANTA HLDG CORP COM -429 Sold Out 0
DANAHER CORP DEL COM -1,701 Sold Out 0
DIAMOND OFFSHORE DRILLING INC COM -1,401 Sold Out 0
EXTERRAN HLDGS INC COM -365 Sold Out 0