SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 06/30/2014

Position Statistics

Total Positions 650
New Positions 83
Increased Positions 362
Decreased Positions 264
Positions with Activity 626
Sold Out Positions 85
Total Mkt Value (in $ millions) 4,705

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.08%
Capital Goods 1.7%
Conglomerates 0.12%
Consumer Cyclical 1.69%
Consumer/Non-Cyclical 3.65%
Energy 11.74%
Financial 38.99%
Healthcare 3.83%
Services 12.47%
Technology 5.98%
Transportation 4.7%
Utilities 9.49%

85 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADVANCE AUTO PARTS INC COM -239 Sold Out 0
ADVANCED MICRO DEVICES INC COM -144 Sold Out 0
AEGION CORP COM -1,716 Sold Out 0
AK STL HLDG CORP COM -270 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -434 Sold Out 0
ALEXCO RESOURCE CORP COM -32 Sold Out 0
ALLIED NEVADA GOLD CORP COM -213 Sold Out 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS -381 Sold Out 0
ARRIS GROUP INC NEW COM -500 Sold Out 0
ASA GOLD AND PRECIOUS MTLS LMT SHS -200 Sold Out 0
ATLANTIC PWR CORP COM NEW -79 Sold Out 0
AUGUSTA RES CORP COM NEW -840 Sold Out 0
BAIDU INC SPON ADR REP A -372 Sold Out 0
BANCO DE CHILE SPONSORED ADR -509 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -193 Sold Out 0
BARD C R INC COM -424 Sold Out 0
BIOGEN IDEC INC COM -321 Sold Out 0
CALAMP CORP COM -149 Sold Out 0
CENCOSUD S A SPONSORED ADS -362 Sold Out 0
CHENIERE ENERGY INC COM NEW -2,368 Sold Out 0