SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 12/31/2014

Position Statistics

Total Positions 645
New Positions 67
Increased Positions 284
Decreased Positions 338
Positions with Activity 622
Sold Out Positions 92
Total Mkt Value (in $ millions) 3,761

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.45%
Capital Goods 2.25%
Conglomerates 0.18%
Consumer Cyclical 2.17%
Consumer/Non-Cyclical 4%
Energy 8.47%
Financial 41.6%
Healthcare 4.63%
Services 12.22%
Technology 7.19%
Transportation 3.92%
Utilities 8.99%

67 New Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES GL MET&MINPR ETF 5,975 5,975 New 363,880
ISHARES US HOME CONS ETF 2,910 2,910 New 110,805
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 2,104 2,104 New 215,179
DBX ETF TR XTRAK MSCI EAFE 1,611 1,611 New 52,729
ISHARES TR U.S. CNSM GD ETF 1,390 1,390 New 13,065
TUPPERWARE BRANDS CORP COM 1,252 1,252 New 18,890
REALOGY HLDGS CORP COM 1,143 1,143 New 24,171
NCR CORP NEW COM 1,085 1,085 New 38,323
PANDORA MEDIA INC COM 1,032 1,032 New 56,949
PRICELINE GRP INC COM NEW 990 990 New 781
BEST BUY INC COM 981 981 New 27,537
DISCOVER FINL SVCS COM 920 920 New 15,501
TYSON FOODS INC CL A 859 859 New 20,900
LENNAR CORP CL A 842 842 New 18,150
IHS INC CL A 767 767 New 6,015
MASCO CORP COM 687 687 New 25,092
DONNELLEY R R & SONS CO COM 674 674 New 35,760
ROYAL DUTCH SHELL PLC SPON ADR B 643 643 New 9,944
ALLEGION PUB LTD CO ORD SHS 630 630 New 10,126
KAPSTONE PAPER & PACKAGING CRP COM 561 561 New 19,736