SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 03/31/2014

Position Statistics

Total Positions 646
New Positions 103
Increased Positions 408
Decreased Positions 220
Positions with Activity 628
Sold Out Positions 79
Total Mkt Value (in $ millions) 4,898

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.6%
Capital Goods 1.56%
Conglomerates 0.13%
Consumer Cyclical 1.7%
Consumer/Non-Cyclical 3.44%
Energy 12.44%
Financial 39.14%
Healthcare 3.94%
Services 12.08%
Technology 5.21%
Transportation 4.9%
Utilities 9.34%

220 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROGERS COMMUNICATIONS INC CL B 77,031 -104 (0.14) 1,958,593
IMPERIAL OIL LTD COM NEW 30,710 -461 (1.48) 582,177
POTASH CORP SASK INC COM 30,538 -1,227 (3.86) 836,417
VALEANT PHARMACEUTICALS INTL I COM 27,102 -601 (2.17) 219,400
THOMSON REUTERS CORP COM 23,731 -7,393 (23.75) 640,154
GOLDCORP INC NEW COM 19,330 -1,644 (7.84) 679,675
QUALCOMM INC COM 14,845 -1,049 (6.6) 195,766
ISHARES TR MSCI EAFE ETF 13,663 -209 (1.51) 201,049
E M C CORP MASS COM 12,351 -1,862 (13.1) 416,283
WAL-MART STORES INC COM 12,172 -1,023 (7.76) 160,776
NOVO-NORDISK A S ADR 12,041 -1,524 (11.24) 262,283
VERMILION ENERGY INC COM 8,702 -4,885 (35.95) 130,373
VALERO ENERGY CORP NEW COM 8,160 -1,514 (15.65) 166,387
BHP BILLITON PLC SPONSORED ADR 7,977 -276 (3.34) 113,040
CATERPILLAR INC DEL COM 7,604 -16,930 (69.01) 73,008
NIKE INC CL B 6,261 -278 (4.25) 79,854
NATIONAL OILWELL VARCO INC COM 6,110 -642 (9.51) 72,141
AMERICAN INTL GROUP INC COM NEW 5,742 -385 (6.28) 106,438
CORNING INC COM 5,283 -2,652 (33.42) 239,600
GILDAN ACTIVEWEAR INC COM 5,226 -96 (1.81) 85,438