SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 06/30/2014

Position Statistics

Total Positions 650
New Positions 83
Increased Positions 362
Decreased Positions 264
Positions with Activity 626
Sold Out Positions 85
Total Mkt Value (in $ millions) 4,692

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.75%
Capital Goods 1.68%
Conglomerates 0.11%
Consumer Cyclical 1.63%
Consumer/Non-Cyclical 3.69%
Energy 11.08%
Financial 39.22%
Healthcare 3.93%
Services 12.44%
Technology 6.02%
Transportation 4.94%
Utilities 9.93%

264 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROYAL BK CDA MONTREAL QUE COM 345,874 -25,309 (6.82) 4,619,038
BANK N S HALIFAX COM 338,517 -17,669 (4.96) 5,179,275
TORONTO DOMINION BK ONT COM NEW 296,321 -22,104 (6.94) 5,724,897
TRANSCANADA CORP COM 210,768 -12,958 (5.79) 3,750,989
CANADIAN NATL RY CO COM 158,293 -15,988 (9.17) 2,130,455
BCE INC COM NEW 131,513 -8,787 (6.26) 3,034,451
BANK MONTREAL QUE COM 127,917 -10,964 (7.9) 1,659,317
CDN IMPERIAL BK COMM TORONTO O COM 105,671 -12,587 (10.64) 1,090,287
SUNCOR ENERGY INC NEW COM 96,776 -15,430 (13.75) 2,516,919
MANULIFE FINL CORP COM 84,027 -831 (0.98) 4,155,644
TELUS CORP COM 80,262 -5,936 (6.89) 2,254,549
ROGERS COMMUNICATIONS INC CL B 76,600 -1,097 (1.41) 1,930,941
SUN LIFE FINL INC COM 66,165 -4,953 (6.97) 1,728,457
JOHNSON & JOHNSON COM 58,904 -9,764 (14.22) 545,460
CANADIAN NAT RES LTD COM 49,872 -16,202 (24.52) 1,236,292
APPLE INC COM 47,468 -595 (1.24) 470,170
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 46,275 -9,161 (16.53) 976,880
CENOVUS ENERGY INC COM 46,251 -6,878 (12.95) 1,608,728
CRESCENT PT ENERGY CORP COM 43,258 -1,944 (4.3) 1,151,085
PEMBINA PIPELINE CORP COM 41,526 -4,843 (10.44) 896,313