SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 03/31/2014

Position Statistics

Total Positions 646
New Positions 103
Increased Positions 407
Decreased Positions 220
Positions with Activity 627
Sold Out Positions 79
Total Mkt Value (in $ millions) 4,853

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.55%
Capital Goods 1.61%
Conglomerates 0.13%
Consumer Cyclical 1.7%
Consumer/Non-Cyclical 3.54%
Energy 12.69%
Financial 39.11%
Healthcare 4.01%
Services 12.34%
Technology 5.1%
Transportation 4.74%
Utilities 8.98%

220 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROGERS COMMUNICATIONS INC CL B 77,404 -104 (0.14) 1,958,593
IMPERIAL OIL LTD COM NEW 31,216 -468 (1.48) 582,177
POTASH CORP SASK INC COM 30,078 -1,209 (3.86) 836,417
VALEANT PHARMACEUTICALS INTL I COM 26,477 -588 (2.17) 219,400
THOMSON REUTERS CORP COM 23,666 -7,373 (23.75) 640,154
GOLDCORP INC NEW COM 19,004 -1,616 (7.84) 679,675
QUALCOMM INC COM 15,745 -1,113 (6.6) 195,766
ISHARES MSCI EAFE ETF 13,557 -207 (1.51) 201,049
WAL-MART STORES INC COM 12,389 -1,042 (7.76) 160,776
NOVO-NORDISK A S ADR 11,916 -1,508 (11.24) 262,283
E M C CORP MASS COM 11,123 -1,677 (13.1) 416,283
VERMILION ENERGY INC COM 8,580 -4,817 (35.95) 130,373
VALERO ENERGY CORP NEW COM 8,188 -1,519 (15.65) 166,387
CATERPILLAR INC DEL COM 7,984 -17,776 (69.01) 73,008
BHP BILLITON PLC SPONSORED ADR 7,544 -261 (3.34) 113,040
NIKE INC CL B 6,189 -275 (4.25) 79,854
NATIONAL OILWELL VARCO INC COM 6,014 -632 (9.51) 72,141
AMERICAN INTL GROUP INC COM NEW 5,799 -388 (6.28) 106,438
BLACKBERRY LTD COM 5,753 -754 (11.59) 503,777
CORNING INC COM 5,183 -2,601 (33.42) 239,600