SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 09/30/2014

Position Statistics

Total Positions 649
New Positions 80
Increased Positions 367
Decreased Positions 249
Positions with Activity 616
Sold Out Positions 69
Total Mkt Value (in $ millions) 4,508

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.32%
Capital Goods 2.07%
Conglomerates 0.13%
Consumer Cyclical 1.78%
Consumer/Non-Cyclical 4.29%
Energy 9.7%
Financial 39.42%
Healthcare 4.5%
Services 13%
Technology 6.18%
Transportation 4.89%
Utilities 9.05%

616 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROYAL BK CDA MONTREAL QUE COM 324,910 7,213 2.27 4,723,904
BANK N S HALIFAX COM 299,354 8,175 2.81 5,324,686
TORONTO DOMINION BK ONT COM NEW 275,272 9,122 3.43 5,921,112
ENBRIDGE INC COM 167,266 -14,540 (8) 3,360,112
TRANSCANADA CORP COM 160,483 -18,364 (10.27) 3,365,843
BCE INC COM NEW 144,388 5,350 3.85 3,151,202
CANADIAN NATL RY CO COM 142,328 -93 (0.07) 2,129,058
BANK MONTREAL QUE COM 111,445 -3,645 (3.17) 1,606,763
CDN IMPERIAL BK COMM TORONTO O COM 104,133 10,248 10.92 1,209,302
MANULIFE FINL CORP COM 93,193 13,488 16.92 4,858,858
CRESCENT PT ENERGY CORP COM 89,257 61,159 217.66 3,656,566
SUNCOR ENERGY INC NEW COM 81,994 1,704 2.12 2,570,351
TELUS CORP COM 80,870 -609 (0.75) 2,237,692
ROGERS COMMUNICATIONS INC CL B 72,633 -2,577 (3.43) 1,864,785
SUN LIFE FINL INC COM 63,598 1,495 2.41 1,770,053
GENERAL ELECTRIC CO COM 62,517 -1,830 (2.84) 2,440,156
JOHNSON & JOHNSON COM 61,635 4,062 7.06 583,940
APPLE INC COM 51,017 -1,538 (2.93) 456,409
SHAW COMMUNICATIONS INC CL B CONV 50,267 -179 (0.36) 1,891,873
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 49,904 1,822 3.79 1,013,894