SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 03/31/2014

Position Statistics

Total Positions 646
New Positions 103
Increased Positions 407
Decreased Positions 220
Positions with Activity 627
Sold Out Positions 79
Total Mkt Value (in $ millions) 4,825

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.6%
Capital Goods 1.62%
Conglomerates 0.13%
Consumer Cyclical 1.71%
Consumer/Non-Cyclical 3.55%
Energy 12.52%
Financial 39.07%
Healthcare 4.02%
Services 12.37%
Technology 5.14%
Transportation 4.79%
Utilities 8.97%

646 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BANK N S HALIFAX COM 365,723 25,576 7.52 5,449,606
ROYAL BK CDA MONTREAL QUE COM 361,615 17,634 5.13 4,957,026
TORONTO DOMINION BK ONT COM NEW 315,472 12,631 4.17 6,151,945
TRANSCANADA CORP COM 196,094 8,175 4.35 3,981,605
ENBRIDGE INC COM 169,999 6,015 3.67 3,610,863
CANADIAN NATL RY CO COM 153,898 2,437 1.61 2,345,643
BCE INC COM NEW 147,227 5,034 3.54 3,237,187
BANK MONTREAL QUE COM 133,927 6,083 4.76 1,801,542
SUNCOR ENERGY INC NEW COM 120,231 8,150 7.27 2,918,232
CDN IMPERIAL BK COMM TORONTO O COM 111,022 5,081 4.80 1,220,154
TELUS CORP COM 88,086 4,126 4.92 2,421,280
MANULIFE FINL CORP COM 83,934 10,135 13.73 4,196,723
ROGERS COMMUNICATIONS INC CL B 76,855 -104 (0.14) 1,958,593
CANADIAN NAT RES LTD COM 72,626 816 1.14 1,637,928
SUN LIFE FINL INC COM 68,815 1,128 1.67 1,857,849
JOHNSON & JOHNSON COM 66,830 13,935 26.34 635,873
GENERAL ELECTRIC CO COM 60,818 14,395 31.01 2,290,685
CENOVUS ENERGY INC COM 57,896 6,222 12.04 1,847,947
BAYTEX ENERGY CORP COM 52,410 12,853 32.49 1,200,139
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 51,141 2,395 4.91 1,170,275