SCOTIA CAPITAL INC. Information

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR, TORONTO, , M5W 2X6, (416) 863-7411

Report Date: 06/30/2014

Position Statistics

Total Positions 650
New Positions 83
Increased Positions 362
Decreased Positions 264
Positions with Activity 626
Sold Out Positions 84
Total Mkt Value (in $ millions) 4,319

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.66%
Capital Goods 1.7%
Conglomerates 0.13%
Consumer Cyclical 1.61%
Consumer/Non-Cyclical 3.99%
Energy 10.35%
Financial 39.39%
Healthcare 4.05%
Services 13.05%
Technology 6.12%
Transportation 4.87%
Utilities 9.47%

650 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROYAL BK CDA MONTREAL QUE COM 324,487 -23,744 (6.82) 4,619,038
BANK N S HALIFAX COM 308,892 -16,123 (4.96) 5,179,275
TORONTO DOMINION BK ONT COM NEW 272,448 -20,323 (6.94) 5,724,897
TRANSCANADA CORP COM 177,947 -10,940 (5.79) 3,750,989
ENBRIDGE INC COM 167,052 1,891 1.15 3,652,199
CANADIAN NATL RY CO COM 139,694 -14,110 (9.17) 2,130,455
BCE INC COM NEW 128,873 -8,610 (6.26) 3,034,451
BANK MONTREAL QUE COM 118,376 -10,146 (7.9) 1,659,317
CDN IMPERIAL BK COMM TORONTO O COM 94,909 -11,305 (10.64) 1,090,287
SUNCOR ENERGY INC NEW COM 84,996 -13,552 (13.75) 2,516,919
TELUS CORP COM 76,587 -5,664 (6.89) 2,254,549
ROGERS COMMUNICATIONS INC CL B 74,785 -1,071 (1.41) 1,930,941
MANULIFE FINL CORP COM 73,680 -728 (0.98) 4,155,644
GENERAL ELECTRIC CO COM 62,865 5,529 9.64 2,511,572
SUN LIFE FINL INC COM 58,266 -4,362 (6.97) 1,728,457
JOHNSON & JOHNSON COM 54,110 -8,969 (14.22) 545,460
APPLE INC COM 46,904 -588 (1.24) 470,170
SHAW COMMUNICATIONS INC CL B CONV 46,497 1,709 3.82 1,898,611
BAYTEX ENERGY CORP COM 45,151 6,399 16.51 1,398,306
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 44,643 -8,838 (16.53) 976,880