SCOTIA ASSET MANAGEMENT L.P. Information

SCOTIA PLAZA, TORONTO, , M5H 1H1, (416) 933-1900

Report Date: 09/30/2013

Position Statistics

Total Positions 142
New Positions 8
Increased Positions 78
Decreased Positions 54
Positions with Activity 132
Sold Out Positions 0
Total Mkt Value (in $ millions) 2,285

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.9%
Capital Goods 0.19%
Conglomerates 0.23%
Consumer Cyclical 2.32%
Consumer/Non-Cyclical 1.18%
Energy 12.25%
Financial 40.07%
Healthcare 2.55%
Services 16.46%
Technology 2.14%
Transportation 5.18%
Utilities 10.39%

142 Positions as of 09/30/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TORONTO DOMINION BK ONT COM NEW 234,521 5,237 2.28 4,479,004
ROYAL BK CDA MONTREAL QUE COM 202,354 7,637 3.92 2,750,876
ENBRIDGE INC COM 121,536 1,405 1.17 2,397,168
BCE INC COM NEW 115,707 -18,696 (13.91) 2,530,768
TRANSCANADA CORP COM 115,401 -6,319 (5.19) 2,242,096
CANADIAN NATL RY CO COM 110,491 1,848 1.70 1,634,972
BANK N S HALIFAX COM 99,234 8,309 9.14 1,459,102
CDN IMPERIAL BK COMM TORONTO O COM 93,581 -3,030 (3.14) 1,002,151
SUNCOR ENERGY INC NEW COM 87,747 -8,150 (8.5) 2,110,830
BANK MONTREAL QUE COM 84,685 2,936 3.59 1,116,038
ROGERS COMMUNICATIONS INC CL B 65,196 2,626 4.20 1,667,003
THOMSON REUTERS CORP COM 58,531 2,269 4.03 1,586,198
MANULIFE FINL CORP COM 54,103 5,958 12.38 2,658,620
CENOVUS ENERGY INC COM 54,062 1,534 2.92 1,789,532
SHAW COMMUNICATIONS INC CL B CONV 52,297 3,148 6.41 2,073,620
TECK RESOURCES LTD CL B 44,016 7,271 19.79 1,815,085
MAGNA INTL INC COM 43,509 -6,408 (12.84) 396,762
SUN LIFE FINL INC COM 39,438 1,953 5.21 1,028,361
POTASH CORP SASK INC COM 39,381 -11,044 (21.9) 1,088,163
CANADIAN NAT RES LTD COM 37,092 -7,399 (16.63) 834,281