SCHWAB CHARLES INVESTMENT MANAGEMENT INC Information

211 MAIN STREET, SAN FRANCISCO, California, 94105, (415) 627-7000

Report Date: 06/30/2014

Position Statistics

Total Positions 3,208
New Positions 164
Increased Positions 1,894
Decreased Positions 1,093
Positions with Activity 2,987
Sold Out Positions 129
Total Mkt Value (in $ millions) 60,250

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.33%
Capital Goods 4.73%
Conglomerates 0.19%
Consumer Cyclical 2.97%
Consumer/Non-Cyclical 6.78%
Energy 9.52%
Financial 15.94%
Healthcare 12.13%
Services 19.79%
Technology 16.94%
Transportation 2.39%
Utilities 3.43%

3,208 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
JAMES RIVER COAL CO COM NEW -2 Sold Out 0
JAVELIN MTG INVT CORP COM -247 Sold Out 0
JMP GROUP INC COM -141 Sold Out 0
KALOBIOS PHARMACEUTICALS INC COM -35 Sold Out 0
KCAP FINL INC COM -299 Sold Out 0
L & L ENERGY INC COM -15 Sold Out 0
LINCOLN EDL SVCS CORP COM -76 Sold Out 0
LUBYS INC COM -177 Sold Out 0
MAIN STREET CAPITAL CORP COM -1,912 Sold Out 0
MCG CAPITAL CORP COM -412 Sold Out 0
MECHEL OAO SPONSORED ADR -224 Sold Out 0
MEDALLION FINL CORP COM -374 Sold Out 0
MEDICAL ACTION INDS INC COM -371 Sold Out 0
MEDLEY CAP CORP COM -894 Sold Out 0
MEI PHARMA INC COM NEW -99 Sold Out 0
MIDWAY GOLD CORP COM -177 Sold Out 0
MITEK SYS INC COM NEW -72 Sold Out 0
MOSYS INC COM -274 Sold Out 0
MVC CAPITAL INC COM -408 Sold Out 0
NANOSPHERE INC COM -50 Sold Out 0