SCHWAB CHARLES INVESTMENT MANAGEMENT INC Information

211 MAIN STREET, SAN FRANCISCO, California, 94105, (415) 627-7000

Report Date: 06/30/2014

Position Statistics

Total Positions 3,201
New Positions 164
Increased Positions 1,893
Decreased Positions 1,089
Positions with Activity 2,982
Sold Out Positions 128
Total Mkt Value (in $ millions) 57,829

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.21%
Capital Goods 4.63%
Conglomerates 0.19%
Consumer Cyclical 2.94%
Consumer/Non-Cyclical 7.07%
Energy 8.49%
Financial 16.17%
Healthcare 12.51%
Services 20.08%
Technology 16.7%
Transportation 2.53%
Utilities 3.63%

3,201 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LINCOLN EDL SVCS CORP COM -86 Sold Out 0
LUBYS INC COM -161 Sold Out 0
MAIN STREET CAPITAL CORP COM -1,790 Sold Out 0
MCG CAPITAL CORP COM -347 Sold Out 0
MECHEL OAO SPONSORED ADR -106 Sold Out 0
MEDALLION FINL CORP COM -350 Sold Out 0
MEDLEY CAP CORP COM -816 Sold Out 0
MEI PHARMA INC COM NEW -105 Sold Out 0
MIDWAY GOLD CORP COM -165 Sold Out 0
MITEK SYS INC COM NEW -76 Sold Out 0
MOSYS INC COM -229 Sold Out 0
MVC CAPITAL INC COM -360 Sold Out 0
NANOSPHERE INC COM -29 Sold Out 0
NEOGENOMICS INC COM NEW -227 Sold Out 0
NEONODE INC COM NEW -105 Sold Out 0
NEOPHOTONICS CORP COM -66 Sold Out 0
NET ELEMENT INC COM -28 Sold Out 0
NEW MTN FIN CORP COM -1,076 Sold Out 0
ODYSSEY MARINE EXPLORATION INC COM -112 Sold Out 0
OHA INVT CORP COM -186 Sold Out 0