SANKATY ADVISORS, LLC Information

JOHN HANCOCK TOWER, BOSTON, Massachusetts, 02116, (617) 516-2000

Report Date: 12/31/2014

Position Statistics

Total Positions 13
New Positions 0
Increased Positions 9
Decreased Positions 3
Positions with Activity 12
Sold Out Positions 2
Total Mkt Value (in $ millions) 47

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 2.97%
Financial 97.03%
Healthcare
Services
Technology
Transportation
Utilities

13 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRST TR SR FLG RTE INCM FD II COM 4,924 70 1.45 354,790
BLACKSTONE GSO FLTING RTE FUND COM 4,901 1,231 33.55 277,369
VOYA PRIME RATE TR SH BEN INT 4,844 -1 (0.02) 868,182
EATON VANCE FLTING RATE INC TR COM 4,841 1,562 47.64 332,514
EATON VANCE SR INCOME TR SH BEN INT 4,792 1,538 47.24 729,428
EATON VANCE SR FLTNG RTE TR COM 4,762 735 18.24 327,301
PIONEER FLOATING RATE TR COM 4,752 1,860 64.32 405,818
BLACKROCK FLOAT RATE OME STRAT COM 4,744 71 1.51 340,774
INVESCO SR INCOME TR COM 4,739 33 .70 1,008,203
LMP CORPORATE LN FD INC COM 1,839 93 5.30 162,931
ALPHA NAT RES INC COM 1,384 New 2,050,000
ISHARES IBOXX HI YD ETF -33,873 Sold Out 0
SPDR SERIES TRUST BRC HGH YLD BD -21,632 Sold Out 0