SANKATY ADVISORS, LLC Information

JOHN HANCOCK TOWER, BOSTON, Massachusetts, 02116, (617) 516-2000

Report Date: 12/31/2014

Position Statistics

Total Positions 13
New Positions 0
Increased Positions 9
Decreased Positions 3
Positions with Activity 12
Sold Out Positions 2
Total Mkt Value (in $ millions) 47

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 3.93%
Financial 96.07%
Healthcare
Services
Technology
Transportation
Utilities

13 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EATON VANCE FLTING RATE INC TR COM 4,964 1,602 47.64 332,514
FIRST TR SR FLG RTE INCM FD II COM 4,935 71 1.45 354,790
VOYA PRIME RATE TR SH BEN INT 4,879 -1 (0.02) 868,182
BLACKSTONE GSO FLTING RTE FUND COM 4,846 1,217 33.55 277,369
EATON VANCE SR FLTNG RTE TR COM 4,818 743 18.24 327,301
INVESCO SR INCOME TR COM 4,809 34 .70 1,008,203
BLACKROCK FLOAT RATE OME STRAT COM 4,767 71 1.51 340,774
EATON VANCE SR INCOME TR SH BEN INT 4,763 1,528 47.24 729,428
PIONEER FLOATING RATE TR COM 4,737 1,854 64.32 405,818
ALPHA NAT RES INC COM 1,855 New 2,050,000
LMP CORPORATE LN FD INC COM 1,839 93 5.30 162,931
ISHARES IBOXX HI YD ETF -34,056 Sold Out 0
SPDR SERIES TRUST BRC HGH YLD BD -21,742 Sold Out 0