SANDLER ONEILL ASSET MANAGEMENT LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 486-7300

Report Date: 09/30/2014

Position Statistics

Total Positions 224
New Positions 49
Increased Positions 121
Decreased Positions 80
Positions with Activity 201
Sold Out Positions 24
Total Mkt Value (in $ millions) 880

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 0.14%
Conglomerates 0.07%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 88.31%
Healthcare
Services 1.98%
Technology
Transportation
Utilities

224 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AMBAC FINL GROUP INC COM NEW -10,478 Sold Out 0
AMERICAN INTL GROUP INC COM NEW -3,511 Sold Out 0
ASB BANCORP INC N C COM -2,547 Sold Out 0
BANK MUTUAL CORP NEW COM -2,862 Sold Out 0
BLACKROCK KELSO CAPITAL CORP COM -82 Sold Out 0
CLIFTON BANCORP INC COM -661 Sold Out 0
D R HORTON INC COM -1,935 Sold Out 0
EVERCORE PARTNERS INC CLASS A -513 Sold Out 0
FIRSTMERIT CORP COM -3,869 Sold Out 0
INTERNATIONAL BANCSHARES CORP COM -628 Sold Out 0
MB FINANCIAL INC NEW COM -2,740 Sold Out 0
MOELIS & CO CL A -1,003 Sold Out 0
OFG BANCORP COM -4,436 Sold Out 0
OPUS BK IRVINE CALIF COM -969 Sold Out 0
PATHFINDER BANCORP INC MD COM -567 Sold Out 0
PEOPLES FED BANCSHARES INC COM -4,961 Sold Out 0
SOLAR CAP LTD COM -175 Sold Out 0
STATE STR CORP COM -8,455 Sold Out 0
STERLING BANCORP DEL COM -3,119 Sold Out 0
STONEGATE BK FT LAUDERDALE FLA COM -2,470 Sold Out 0