SANDLER ONEILL ASSET MANAGEMENT LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 486-7300

Report Date: 06/30/2014

Position Statistics

Total Positions 204
New Positions 48
Increased Positions 91
Decreased Positions 89
Positions with Activity 180
Sold Out Positions 29
Total Mkt Value (in $ millions) 769

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 0.22%
Conglomerates 0.1%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 92.71%
Healthcare
Services 0.26%
Technology
Transportation
Utilities

204 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
FIRST CTZNS BANC CORP 6.50% PFD SER B 3,519 -2,733 (43.72) 109,700
WEST BANCORPORATION INC CAP STK 2,030 95 4.90 135,000
AMERICAN HOMES 4 RENT CL A 13,107 -2,505 (16.05) 743,000
COWEN GROUP INC NEW CL A -688 Sold Out 0
FIRST CTZNS BANCSHARES INC N C CL A 8,044 -202 (2.45) 35,900
MOELIS & CO CL A 1,045 1,045 New 30,000
NATIONAL BK HLDGS CORP CL A 6,991 763 12.25 352,000
NMI HLDGS INC CL A 4,519 -334 (6.88) 487,000
SILVERCREST ASSET MGMT GROUP I CL A 3,918 -488 (11.08) 260,000
SIMMONS 1ST NATL CORP CL A $1 PAR 3,929 -1,559 (28.41) 96,000
CAPITAL BK FINL CORP CL A COM 1,861 -1,036 (35.75) 77,100
CENTURY BANCORP INC MASS CL A NON VTG 11,266 925 8.94 321,700
EVERCORE PARTNERS INC CLASS A 504 504 New 10,000
1ST CENTURY BANCSHARES INC COM 6,504 New 899,900
1ST UNITED BANCORP INC FLA COM 3,969 -6,666 (62.68) 450,000
ACCESS NATL CORP COM 2,229 178 8.70 135,000
AFFILIATED MANAGERS GROUP COM -1,996 Sold Out 0
AJS BANCORP INC MD COM 2,278 2,278 New 170,000
ALLIANCE BANCORP INC PA NEW COM 3,089 New 196,100
AMERICAN RIVER BANKSHARES COM 6,426 -88 (1.35) 694,000