SANDLER ONEILL ASSET MANAGEMENT LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 486-7300

Report Date: 03/31/2014

Position Statistics

Total Positions 193
New Positions 27
Increased Positions 68
Decreased Positions 99
Positions with Activity 167
Sold Out Positions 37
Total Mkt Value (in $ millions) 768

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 92.99%
Healthcare
Services 0.78%
Technology
Transportation
Utilities

193 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
AMERICAN INTL GROUP INC COM NEW -20,181 Sold Out 0
METLIFE INC COM -20,105 Sold Out 0
CITIGROUP INC COM NEW 15,205 -16,158 (51.52) 303,000
PNC FINL SVCS GROUP INC COM -16,080 Sold Out 0
LAZARD LTD SHS A 4,579 -14,964 (76.57) 90,000
STATE STR CORP COM 10,895 -14,866 (57.71) 155,000
RAYMOND JAMES FINANCIAL INC COM -13,062 Sold Out 0
AERCAP HOLDINGS NV SHS 2,915 -12,003 (80.46) 63,500
BANK MONTREAL QUE COM -10,614 Sold Out 0
FIRST CTZNS BANCSHARES INC N C CL A 8,373 -10,383 (55.36) 36,800
GALLAGHER ARTHUR J & CO COM -8,028 Sold Out 0
NORTH VALLEY BANCORP COM NEW 5,187 -7,897 (60.36) 240,900
BROWN & BROWN INC COM -7,383 Sold Out 0
PREFERRED BK LOS ANGELES CA COM NEW 3,952 -7,377 (65.12) 175,000
AIR LEASE CORP CL A -7,004 Sold Out 0
CAPITAL ONE FINL CORP COM -6,928 Sold Out 0
STANDARD FINL CORP MD COM -5,774 Sold Out 0
MB FINANCIAL INC NEW COM 3,167 -5,037 (61.39) 117,789
XL GROUP PLC SHS -4,562 Sold Out 0
INDEPENDENT BANK CORP MICH COM NEW 10,028 -4,209 (29.57) 810,000