SANDLER ONEILL ASSET MANAGEMENT LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 486-7300

Report Date: 03/31/2013

Position Statistics:

Total Positions 174
New Positions 25
Increased Positions 62
Decreased Positions 78
Positions with Activity 140
Sold Out Positions 22
Total Mkt Value
(in $ millions)
935

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 98.5%
Healthcare
Services 1.5%
Technology
Transportation
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

174 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
WILLIS LEASE FINANCE CORP COM 1,991 New 150,400
COWEN GROUP INC NEW CL A 1,946 1,946 New 700,000
GEORGETOWN BANCORP INC MD COM 1,944 245 14.40 138,887
AON PLC SHS CL A 1,644 1,644 New 25,000
CITIZENS & NORTHN CORP COM 1,619 -61 (3.64) 82,100
ONEIDA FINL CORP MD COM 1,550 -416 (21.17) 118,800
GUARANTY BANCORP DEL COM NEW 1,537 1,114 263.84 145,537
ACCESS NATL CORP COM 1,527 New 119,200
SUNTRUST BKS INC WT EXP 123118 1,496 -173 (10.36) 192,270
PREMIER FINL BANCORP INC COM 1,444 New 115,000
ATHENS BANCSHARES CORP COM 1,367 -2,092 (60.48) 74,900
FIDELITY NATIONAL FINANCIAL IN CL A 1,231 1,231 New 50,500
FIRST DEFIANCE FINL CORP COM 1,168 -4,990 (81.03) 51,800
INDEPENDENT BANK CORP MICH COM NEW 1,127 -862 (43.33) 175,000
COLONIAL FINL SVCS INC COM 1,049 New 76,200
HEARTLAND FINL USA INC COM 971 971 New 35,500
JACKSONVILLE BANCORP INC MD COM 919 New 48,100
PROVIDENT FINL SVCS INC COM 851 -73 (7.91) 54,735
FIRST INTST BANCSYSTEM INC COM CL A 828 -795 (48.98) 40,000
HERITAGE COMMERCE CORP COM 792 528 199.48 115,000

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