SANDLER ONEILL ASSET MANAGEMENT LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 486-7300

Report Date: 03/31/2014

Position Statistics

Total Positions 193
New Positions 27
Increased Positions 68
Decreased Positions 99
Positions with Activity 167
Sold Out Positions 37
Total Mkt Value (in $ millions) 778

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 92.98%
Healthcare
Services 0.75%
Technology
Transportation
Utilities

193 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
OBA FINL SVCS INC COM 4,628 -9 (0.19) 209,500
WINTRUST FINL CORP COM 4,620 -1,968 (29.87) 100,000
LAZARD LTD SHS A 4,595 -15,014 (76.57) 90,000
HAMILTON BANCORP INC MD COM 4,544 -262 (5.45) 345,000
XENITH BANKSHARES INC COM 4,458 -1,950 (30.43) 685,900
STONEGATE MTG CORP COM 4,458 -648 (12.69) 321,411
FIRST CMNTY CORP S C COM 4,407 New 406,200
MAINSOURCE FINANCIAL GP INC COM 4,378 494 12.71 250,000
CHICOPEE BANCORP INC COM 4,148 New 247,200
PEOPLES FED BANCSHARES INC COM 4,097 New 225,600
PREFERRED BK LOS ANGELES CA COM NEW 4,083 -7,622 (65.12) 175,000
FIRST BUS FINL SVCS INC WIS COM 4,054 -1,412 (25.83) 87,600
CITIZENS & NORTHN CORP COM 4,028 292 7.80 208,600
BOK FINL CORP COM NEW 4,013 -2,067 (33.99) 60,000
FRANKLIN RES INC COM 3,941 196 5.22 68,500
UNITED CMNTY BANCORP IND COM 3,852 670 21.04 329,100
BRIDGE CAP HLDGS COM 3,819 -3,046 (44.37) 157,500
SIERRA BANCORP COM 3,787 -433 (10.26) 243,200
WILSHIRE BANCORP INC COM 3,760 -943 (20.04) 359,800
MIDWESTONE FINL GROUP INC NEW COM 3,683 516 16.28 155,000