SANDLER ONEILL ASSET MANAGEMENT LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 486-7300

Report Date: 09/30/2014

Position Statistics

Total Positions 224
New Positions 49
Increased Positions 121
Decreased Positions 80
Positions with Activity 201
Sold Out Positions 24
Total Mkt Value (in $ millions) 855

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 0.14%
Conglomerates 0.07%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 88.34%
Healthcare
Services 2.11%
Technology
Transportation
Utilities

80 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HOME FED BANCORP INC LA NEW COM 1,544 -386 (20) 80,000
AMBAC FINL GROUP INC WT EXP 043023 1,475 -79 (5.09) 94,911
FIRST BUS FINL SVCS INC WIS COM 1,473 -323 (18) 32,800
DCB FINANCIAL CORP COM 1,440 -531 (26.92) 197,325
METRO BANCORP INC PA COM 1,366 -39 (2.77) 52,600
PREMIER FINL BANCORP INC COM 1,193 -142 (10.62) 80,800
FINANCIAL INSTNS INC COM 1,137 -33 (2.8) 48,600
EUREKA FINL CORP NEW COM 1,094 -57 (4.95) 56,082
INVESTORS BANCORP INC NEW COM 753 -10,998 (93.59) 68,500
CITIZENS CMNTY BANCORP INC MD COM 724 -64 (8.13) 79,100
FRANKLIN RES INC COM 677 -315 (31.72) 12,700
KEYCORP NEW COM 648 -3,002 (82.26) 48,800
MEETINGHOUSE BANCORP INC COM 613 -137 (18.24) 47,500
COLONIAL FINL SVCS INC COM 381 -2,026 (84.16) 29,200
UNITED SECURITY BANCSHARES CA COM 354 (0) 68,669
NATIONAL PENN BANCSHARES INC COM 253 -1,616 (86.47) 25,000
AMBAC FINL GROUP INC COM NEW -12,100 Sold Out 0
AMERICAN INTL GROUP INC COM NEW -3,348 Sold Out 0
ASB BANCORP INC N C COM -2,526 Sold Out 0
BANK MUTUAL CORP NEW COM -2,923 Sold Out 0