SANDLER ONEILL ASSET MANAGEMENT LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 486-7300

Report Date: 09/30/2014

Position Statistics

Total Positions 224
New Positions 49
Increased Positions 121
Decreased Positions 80
Positions with Activity 201
Sold Out Positions 24
Total Mkt Value (in $ millions) 888

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 0.13%
Conglomerates 0.07%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 88.06%
Healthcare
Services 2.14%
Technology
Transportation
Utilities

80 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HOME FED BANCORP INC LA NEW COM 1,548 -387 (20) 80,000
AMBAC FINL GROUP INC WT EXP 043023 1,471 -79 (5.09) 94,911
FIRST BUS FINL SVCS INC WIS COM 1,442 -317 (18) 32,800
DCB FINANCIAL CORP COM 1,431 -527 (26.92) 197,325
METRO BANCORP INC PA COM 1,318 -38 (2.77) 52,600
PREMIER FINL BANCORP INC COM 1,292 -154 (10.62) 80,800
FINANCIAL INSTNS INC COM 1,179 -34 (2.8) 48,600
EUREKA FINL CORP NEW COM 1,124 -59 (4.95) 56,082
INVESTORS BANCORP INC NEW COM 734 -10,728 (93.59) 68,500
CITIZENS CMNTY BANCORP INC MD COM 732 -65 (8.13) 79,100
FRANKLIN RES INC COM 724 -337 (31.72) 12,700
KEYCORP NEW COM 660 -3,060 (82.26) 48,800
MEETINGHOUSE BANCORP INC COM 627 -140 (18.24) 47,500
COLONIAL FINL SVCS INC COM 388 -2,063 (84.16) 29,200
UNITED SECURITY BANCSHARES CA COM 370 (0) 67,989
NATIONAL PENN BANCSHARES INC COM 259 -1,657 (86.47) 25,000
AMBAC FINL GROUP INC COM NEW -11,424 Sold Out 0
AMERICAN INTL GROUP INC COM NEW -3,582 Sold Out 0
ASB BANCORP INC N C COM -2,480 Sold Out 0
BANK MUTUAL CORP NEW COM -2,797 Sold Out 0