SANDLER ONEILL ASSET MANAGEMENT LLC Information

150 EAST 52ND STREET, NEW YORK, New York, 10022, (212) 486-7300

Report Date: 03/31/2014

Position Statistics

Total Positions 193
New Positions 27
Increased Positions 68
Decreased Positions 99
Positions with Activity 167
Sold Out Positions 37
Total Mkt Value (in $ millions) 761

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 93.03%
Healthcare
Services 0.74%
Technology
Transportation
Utilities

167 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
STATE BK FINL CORP COM 36,806 -94 (0.26) 2,229,300
FIRST MIDWEST BANCORP DEL COM 20,462 8,286 68.06 1,263,100
JPMORGAN CHASE & CO COM 20,242 -1,090 (5.11) 351,000
AMERICAN HOMES 4 RENT CL A 16,125 -4,087 (20.22) 885,000
FIRST NBC BK HLDG CO COM 15,568 -10 (0.06) 489,700
CITIGROUP INC COM NEW 14,820 -15,749 (51.52) 303,000
UNITED CMNTY FINL CORP OHIO COM 14,039 2,987 27.03 3,264,803
SOUTHWEST BANCORP INC OKLA COM 13,280 -2,159 (13.98) 861,200
HILLTOP HOLDINGS INC COM 12,126 9,879 439.69 591,500
MORGAN STANLEY COM NEW 11,759 175 1.51 363,600
AMBAC FINL GROUP INC COM NEW 11,280 -2,443 (17.8) 497,800
BANCFIRST CORP COM 10,986 -2,479 (18.41) 180,400
STATE STR CORP COM 10,918 -14,898 (57.71) 155,000
INDEPENDENT BANK CORP MICH COM NEW 10,724 -4,502 (29.57) 810,000
CENTURY BANCORP INC MASS CL A NON VTG 10,341 1,317 14.59 295,300
1ST UNITED BANCORP INC FLA COM 10,069 -64 (0.64) 1,205,835
INVESCO LTD SHS 10,010 2,589 34.89 266,000
HUDSON CITY BANCORP COM 9,750 9,750 New 1,000,000
COBIZ FINANCIAL INC COM 9,747 -2,315 (19.19) 861,000
PALMETTO BANCSHARES INC COM NEW 9,662 -677 (6.55) 731,995