SABBY MANAGEMENT, LLC Information

10 MOUNTAINVIEW ROAD, UPPER SADDLE RIVER, New Jersey, 07458, (646) 307-4527

Report Date: 09/30/2014

Position Statistics

Total Positions 141
New Positions 43
Increased Positions 74
Decreased Positions 65
Positions with Activity 139
Sold Out Positions 39
Total Mkt Value (in $ millions) 278

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.65%
Capital Goods 0%
Conglomerates 0.04%
Consumer Cyclical 2.4%
Consumer/Non-Cyclical 0%
Energy 3.11%
Financial
Healthcare 64.04%
Services 1.05%
Technology 1.95%
Transportation
Utilities

139 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACADIA HEALTHCARE COMPANY INC COM 38,307 38,307 New 663,324
SYNAGEVA BIOPHARMA CORP COM 16,730 16,730 New 145,200
ACTAVIS PLC SHS 16,588 7,692 86.46 62,233
ASTRAZENECA PLC SPONSORED ADR 15,297 11,299 282.63 215,323
ZAFGEN INC COM 12,451 12,451 New 327,566
TENAX THERAPEUTICS INC COM 9,522 264 2.85 2,800,500
OCULAR THERAPEUTIX INC COM 9,056 9,056 New 297,107
INTEROIL CORP COM 8,424 3,467 69.95 223,979
PROQR THRAPEUTICS N V SHS EURO 7,655 7,655 New 381,249
AUSPEX PHARMACEUTICALS INC COM 7,374 4,302 140 120,000
TESLA MTRS INC COM 6,650 2,261 51.52 32,663
DICERNA PHARMACEUTICALS INC COM 5,543 2,281 69.94 260,000
STEMCELLS INC COM NEW 5,502 5,502 New 4,826,383
SANGAMO BIOSCIENCES INC COM 5,373 -296 (5.23) 420,123
CELSUS THERAPEUTICS PLC SPONSORED ADR NE 4,991 235 4.95 860,453
LPATH INC COM NEW 4,640 4,640 New 1,628,100
MEDTRONIC PLC SHS 4,556 4,556 New 63,815
IDERA PHARMACEUTICALS INC COM NEW 3,796 1,009 36.22 839,923
MANNKIND CORP COM 3,714 3,714 New 584,918
CESCA THERAPEUTICS INC COM 3,551 233 7.03 3,551,081