S SQUARED TECHNOLOGY, LLC Information

515 MADISON AVENUE, NEW YORK, New York, 10022, (212) 421-2155

Report Date: 09/30/2014

Position Statistics

Total Positions 54
New Positions 7
Increased Positions 24
Decreased Positions 15
Positions with Activity 39
Sold Out Positions 6
Total Mkt Value (in $ millions) 81

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 2.24%
Conglomerates 0.35%
Consumer Cyclical 2.24%
Consumer/Non-Cyclical
Energy 0.15%
Financial 6.35%
Healthcare
Services 5.58%
Technology 76.15%
Transportation
Utilities

54 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BANKRATE INC DEL COM 122 New 10,600
VERTEX ENERGY INC COM 122 -256 (67.72) 35,508
XG TECHNOLOGY INC COM PAR$.00001 115 -3 (2.52) 116,486
SERVICENOW INC COM 85 New 1,300
MODEL N INC COM 75 75 New 7,000
AMERICAN SUPERCONDUCTOR CORP COM 3 3 New 3,482
INVENSENSE INC COM -1,242 Sold Out 0
RACKSPACE HOSTING INC COM -93 Sold Out 0
RESVERLOGIX CORP WT EXP 061416 New 152,750
SERVICESOURCE INTL LLC COM -380 Sold Out 0
TOWER SEMICONDUCTOR LTD SHS NEW -1,802 Sold Out 0
TUCOWS INC COM NEW -129 Sold Out 0
UNIVERSAL DISPLAY CORP COM -1,518 Sold Out 0
ZENITH EPIGENETICS CORP WT EXP 061416 New 152,750