RUFFER LLP Information

80 VICTORIA STREET, LONDON, , SW1E 5JL, (44207) 963-8146

Report Date: 12/31/2013

Position Statistics

Total Positions 104
New Positions 12
Increased Positions 33
Decreased Positions 31
Positions with Activity 64
Sold Out Positions 9
Total Mkt Value (in $ millions) 2,915

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.51%
Capital Goods 22.24%
Conglomerates 0.03%
Consumer Cyclical 0.07%
Consumer/Non-Cyclical 0.38%
Energy 0.44%
Financial 17.03%
Healthcare 2.49%
Services 7.79%
Technology 40.88%
Transportation 0.09%
Utilities 0.03%

104 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ICICI BK LTD ADR -1,336 Sold Out 0
TEVA PHARMACEUTICAL INDS LTD ADR -4,068 Sold Out 0
COWEN GROUP INC NEW CL A 2,476 New 615,820
FACEBOOK INC CL A -1,474 Sold Out 0
GOOGLE INC CL A 31,841 3,320 11.64 58,603
MONDELEZ INTL INC CL A 5,795 -248 (4.11) 167,241
MSC INDL DIRECT INC CL A 3,060 New 35,000
VIACOM INC NEW CL B 104,918 -15,975 (13.21) 1,248,286
BERKSHIRE HATHAWAY INC DEL CL B NEW 1,863 New 14,650
GOOGLE INC CL C 31,417 3,276 11.64 58,603
ANNALY CAP MGMT INC COM 198,709 67,942 51.96 17,663,051
APPLE INC COM 570 New 1,085
ATMEL CORP COM 155,242 13,641 9.63 19,502,824
AVON PRODS INC COM 798 New 55,000
BANCORP INC DEL COM 2,682 New 144,403
BANK NEW YORK MELLON CORP COM -3,038 Sold Out 0
BARRICK GOLD CORP COM 47,574 47,574 New 2,645,933
BEACON ROOFING SUPPLY INC COM 2,738 New 75,000
CALLAWAY GOLF CO COM 1,894 New 200,000
CANADIAN SOLAR INC COM 2,911 -2,381 (45) 110,000