RUFFER LLP Information

80 VICTORIA STREET, LONDON, , SW1E 5JL, (44207) 963-8146

Report Date: 12/31/2013

Position Statistics

Total Positions 104
New Positions 12
Increased Positions 33
Decreased Positions 31
Positions with Activity 64
Sold Out Positions 9
Total Mkt Value (in $ millions) 2,921

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.56%
Capital Goods 22.06%
Conglomerates 0.03%
Consumer Cyclical 0.07%
Consumer/Non-Cyclical 0.38%
Energy 0.44%
Financial 17.11%
Healthcare 2.48%
Services 7.71%
Technology 41.02%
Transportation 0.09%
Utilities 0.03%

104 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
MERCK & CO INC NEW COM 4,099 -51,745 (92.66) 72,851
VIACOM INC NEW CL B 103,920 -15,823 (13.21) 1,248,286
JOHNSON & JOHNSON COM 65,178 -7,627 (10.48) 660,026
TEVA PHARMACEUTICAL INDS LTD ADR -3,993 Sold Out 0
BAIDU INC SPON ADR REP A 3,931 -3,145 (44.44) 25,000
BANK NEW YORK MELLON CORP COM -3,008 Sold Out 0
CHINA LODGING GROUP LTD SPONSORED ADR 4,223 -2,642 (38.49) 175,000
CANADIAN SOLAR INC COM 2,967 -2,427 (45) 110,000
STILLWATER MNG CO COM 5,870 -2,311 (28.25) 362,805
MEDTRONIC INC COM -2,234 Sold Out 0
WAL-MART STORES INC COM 78,934 -1,904 (2.36) 1,022,193
PROTO LABS INC COM -1,649 Sold Out 0
SAIC INC COM -1,603 Sold Out 0
FACEBOOK INC CL A -1,493 Sold Out 0
NORTHERN TR CORP COM -1,476 Sold Out 0
ICICI BK LTD ADR -1,297 Sold Out 0
INVENSENSE INC COM 2,152 -1,178 (35.37) 100,000
CAREFUSION CORP COM 1,534 -1,151 (42.86) 40,000
VIPSHOP HLDGS LTD SPONSORED ADR 1,710 -855 (33.33) 12,000
TEXAS INSTRS INC COM 140,497 -584 (0.41) 3,107,648