RUFFER LLP Information

80 VICTORIA STREET, LONDON, , SW1E 5JL, (44207) 963-8146

Report Date: 09/30/2014

Position Statistics

Total Positions 104
New Positions 10
Increased Positions 16
Decreased Positions 58
Positions with Activity 74
Sold Out Positions 17
Total Mkt Value (in $ millions) 2,839

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 12.42%
Capital Goods 19.34%
Conglomerates 0.04%
Consumer Cyclical 0.07%
Consumer/Non-Cyclical 0.28%
Energy 0.26%
Financial 15.69%
Healthcare 1.56%
Services 3.22%
Technology 46.97%
Transportation 0.13%
Utilities

104 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
GENERAL DYNAMICS CORP COM 116,031 -141,065 (54.87) 829,803
JPMORGAN CHASE & CO COM 171,705 -84,879 (33.08) 2,772,562
INTERNATIONAL BUSINESS MACHS COM 83,621 -75,514 (47.45) 527,542
FREEPORT-MCMORAN INC CL B 9,826 -55,975 (85.07) 419,921
CARNIVAL PLC ADR 5,473 -42,901 (88.69) 123,570
QUALCOMM INC COM 231,749 -27,050 (10.45) 3,156,051
ANNALY CAP MGMT INC COM 3,729 -20,549 (84.64) 329,144
MICROSOFT CORP COM 307,634 -18,982 (5.81) 6,454,760
GOOGLE INC CL C 3,512 -17,853 (83.56) 6,801
NOVARTIS A G SPONSORED ADR 15,975 -17,800 (52.7) 168,850
WAL-MART STORES INC COM 14,295 -17,513 (55.06) 167,864
LOCKHEED MARTIN CORP COM 428,141 -15,711 (3.54) 2,220,075
VALE S A ADR 171 -13,384 (98.74) 21,050
AMERICAN CAPITAL AGENCY CORP COM 8,224 -12,459 (60.24) 368,862
JOHNSON & JOHNSON COM 13,344 -11,289 (45.83) 126,419
NEWMONT MINING CORP COM 5,613 -9,960 (63.96) 293,542
BARRICK GOLD CORP COM 74,274 -9,811 (11.67) 6,858,136
VERIZON COMMUNICATIONS INC COM 5,433 -7,831 (59.04) 115,541
GOOGLE INC CL A 29,296 -3,775 (11.42) 56,334
GENERAL ELECTRIC CO COM -2,745 Sold Out 0