RUFFER LLP Information

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Report Date: 12/31/2013

Position Statistics

Total Positions 104
New Positions 12
Increased Positions 33
Decreased Positions 31
Positions with Activity 64
Sold Out Positions 9
Total Mkt Value (in $ millions) 2,915

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.51%
Capital Goods 22.24%
Conglomerates 0.03%
Consumer Cyclical 0.07%
Consumer/Non-Cyclical 0.38%
Energy 0.44%
Financial 17.03%
Healthcare 2.49%
Services 7.79%
Technology 40.88%
Transportation 0.09%
Utilities 0.03%

104 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MCDONALDS CORP COM 384 50 15.03 3,826
BARCLAYS BK PLC IPATH S&P500 VIX 345 (0.01) 8,262
VALERO ENERGY CORP NEW COM 302 302 New 5,400
HARMONY GOLD MNG LTD SPONSORED ADR 230 New 75,000
PHILIP MORRIS INTL INC COM 229 New 2,750
AMERICAN INTL GROUP INC WT EXP 011921 226 New 10,678
PFIZER INC COM 215 New 7,100
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 210 New 5,829
HACKETT GROUP INC COM 149 149 New 23,400
CLEAN DIESEL TECHNOLOGIES INC COM PAR $.01 145 -98 (40.28) 56,484
LANDS END INC NEW COM 118 New 4,512
DRDGOLD LIMITED SPON ADR REPSTG 106 New 34,015
VERIZON COMMUNICATIONS INC COM 73 New 1,533
CADIZ INC COM NEW 62 New 10,000
MEDIPATTERN CORP COM 1 38.89 50,000
BANK NEW YORK MELLON CORP COM -3,038 Sold Out 0
ERA GROUP INC COM -427 Sold Out 0
FACEBOOK INC CL A -1,474 Sold Out 0
ICICI BK LTD ADR -1,336 Sold Out 0
MEDTRONIC INC COM -2,237 Sold Out 0