RUFFER LLP Information

80 VICTORIA STREET, LONDON, , SW1E 5JL, (44207) 963-8146

Report Date: 09/30/2014

Position Statistics

Total Positions 104
New Positions 10
Increased Positions 16
Decreased Positions 58
Positions with Activity 74
Sold Out Positions 17
Total Mkt Value (in $ millions) 2,871

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 13.85%
Capital Goods 19.35%
Conglomerates 0.03%
Consumer Cyclical 0.08%
Consumer/Non-Cyclical 0.28%
Energy 0.24%
Financial 15.27%
Healthcare 1.56%
Services 3.13%
Technology 46.07%
Transportation 0.14%
Utilities

104 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VEECO INSTRS INC DEL COM 1,424 New 45,000
CHIMERA INVT CORP COM 1,227 -2,565 (67.65) 382,120
MANITEX INTL INC COM 1,139 New 100,000
DAQO NEW ENERGY CORP SPNSRD ADR NEW 968 194 25 50,000
E2OPEN INC COM 927 New 135,000
RACKSPACE HOSTING INC COM 852 New 18,000
APPLE INC COM 831 -36 (4.11) 7,350
ARCH CAP GROUP LTD ORD 765 New 12,810
OASIS PETE INC NEW COM 731 -199 (21.43) 55,000
C&J ENERGY SVCS INC COM 729 -56 (7.14) 65,000
MARSH & MCLENNAN COS INC COM 563 New 9,950
MARKET VECTORS ETF TR GOLD MINER ETF 554 -64 (10.37) 25,033
BANK AMER CORP WT EXP 102818 541 New 933,618
EXXON MOBIL CORP COM 450 -37 (7.54) 4,905
KKR & CO L P DEL COM UNITS 443 New 18,000
ROYAL DUTCH SHELL PLC SPON ADR B 417 New 6,000
GOLD FIELDS LTD NEW SPONSORED ADR 381 -471 (55.27) 69,350
MCDONALDS CORP COM 281 New 3,101
VALERO ENERGY CORP NEW COM 276 New 5,400
BERKSHIRE HATHAWAY INC DEL CL A 224 224 New 1