RUFFER LLP Information

80 VICTORIA STREET, LONDON, , SW1E 5JL, (44207) 963-8146

Report Date: 03/31/2014

Position Statistics

Total Positions 112
New Positions 17
Increased Positions 31
Decreased Positions 43
Positions with Activity 74
Sold Out Positions 11
Total Mkt Value (in $ millions) 3,326

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 16.65%
Capital Goods 19.28%
Conglomerates 0.05%
Consumer Cyclical 0.05%
Consumer/Non-Cyclical 0.33%
Energy 0.42%
Financial 15.73%
Healthcare 2.76%
Services 5.4%
Technology 39.15%
Transportation 0.08%
Utilities 0.02%

11 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BARCLAYS BK PLC IPATH S&P500 VIX -240 Sold Out 0
CADIZ INC COM NEW -92 Sold Out 0
DRIL-QUIP INC COM -1,641 Sold Out 0
ENERGY RECOVERY INC COM -734 Sold Out 0
IAMGOLD CORP COM -1,395 Sold Out 0
INVENSENSE INC COM -2,293 Sold Out 0
MEDIPATTERN CORP COM -1 Sold Out 0
NAVISTAR INTL CORP PFD SR D CONV -594 Sold Out 0
VIPSHOP HLDGS LTD SPONSORED ADR -2,542 Sold Out 0
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR -200 Sold Out 0
YAHOO INC COM -2,562 Sold Out 0