RUFFER LLP Information

80 VICTORIA STREET, LONDON, , SW1E 5JL, (44207) 963-8146

Report Date: 09/30/2014

Position Statistics

Total Positions 104
New Positions 10
Increased Positions 16
Decreased Positions 58
Positions with Activity 74
Sold Out Positions 17
Total Mkt Value (in $ millions) 2,850

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 11.94%
Capital Goods 19.54%
Conglomerates 0.04%
Consumer Cyclical 0.07%
Consumer/Non-Cyclical 0.28%
Energy 0.27%
Financial 15.58%
Healthcare 1.52%
Services 3.25%
Technology 47.37%
Transportation 0.13%
Utilities

17 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACTIVE POWER INC COM NEW -370 Sold Out 0
AMERICAN INTL GROUP INC WT EXP 011921 -264 Sold Out 0
AVON PRODS INC COM -1,115 Sold Out 0
BANCORP INC DEL COM -1,805 Sold Out 0
CLEAN DIESEL TECHNOLOGIES INC COM PAR $.01 -61 Sold Out 0
DRDGOLD LIMITED SPON ADR REPSTG -48 Sold Out 0
GENERAL ELECTRIC CO COM -2,773 Sold Out 0
HACKETT GROUP INC COM -208 Sold Out 0
MEDIPATTERN CORP COM -1 Sold Out 0
PFIZER INC COM -223 Sold Out 0
PHILIP MORRIS INTL INC COM -229 Sold Out 0
ROCKET FUEL INC COM -912 Sold Out 0
SCIENCE APPLICATNS INTL CP NEW COM -732 Sold Out 0
SEARS HLDGS CORP COM -494 Sold Out 0
STRYKER CORP COM -1,739 Sold Out 0
TREX CO INC COM -2,274 Sold Out 0
U S SILICA HLDGS INC COM -961 Sold Out 0