RUFFER LLP Information

80 VICTORIA STREET, LONDON, , SW1E 5JL, (44207) 963-8146

Report Date: 09/30/2014

Position Statistics

Total Positions 104
New Positions 10
Increased Positions 16
Decreased Positions 58
Positions with Activity 74
Sold Out Positions 17
Total Mkt Value (in $ millions) 2,722

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 14.41%
Capital Goods 19.59%
Conglomerates 0.03%
Consumer Cyclical 0.09%
Consumer/Non-Cyclical 0.28%
Energy 0.25%
Financial 15.52%
Healthcare 1.63%
Services 3.18%
Technology 44.87%
Transportation 0.14%
Utilities

17 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACTIVE POWER INC COM NEW -360 Sold Out 0
AMERICAN INTL GROUP INC WT EXP 011921 -234 Sold Out 0
AVON PRODS INC COM -929 Sold Out 0
BANCORP INC DEL COM -1,452 Sold Out 0
CLEAN DIESEL TECHNOLOGIES INC COM PAR $.01 -56 Sold Out 0
DRDGOLD LIMITED SPON ADR REPSTG -79 Sold Out 0
GENERAL ELECTRIC CO COM -2,560 Sold Out 0
HACKETT GROUP INC COM -177 Sold Out 0
MEDIPATTERN CORP COM -1 Sold Out 0
PFIZER INC COM -222 Sold Out 0
PHILIP MORRIS INTL INC COM -221 Sold Out 0
ROCKET FUEL INC COM -679 Sold Out 0
SCIENCE APPLICATNS INTL CP NEW COM -697 Sold Out 0
SEARS HLDGS CORP COM -478 Sold Out 0
STRYKER CORP COM -1,639 Sold Out 0
TREX CO INC COM -2,297 Sold Out 0
U S SILICA HLDGS INC COM -882 Sold Out 0