ROYAL BANK OF SCOTLAND GROUP PLC Information

GOGARBURN, EDINBURGH, SCOTLAND, , EH12 1HQ, (4131) 556-8555

Report Date: 12/31/2013

Position Statistics

Total Positions 1,032
New Positions 35
Increased Positions 505
Decreased Positions 508
Positions with Activity 1,013
Sold Out Positions 290
Total Mkt Value (in $ millions) 3,981

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.35%
Capital Goods 4.14%
Conglomerates 0.01%
Consumer Cyclical 2.15%
Consumer/Non-Cyclical 6.51%
Energy 6.66%
Financial 43.99%
Healthcare 8.23%
Services 11.95%
Technology 11.08%
Transportation 0.43%
Utilities 2.38%

1,032 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 1-3 YR TR BD ETF 6,120 237 4.02 72,438
ISHARES 7-10 Y TR BD ETF 2,165 -168 (7.2) 21,269
NOVO-NORDISK A S ADR 340 340 New 7,700
BARCLAYS BANK PLC ADR PFD SR 5 359 New 14,000
JPMORGAN CHASE & CO ALERIAN ML ETN 4,638 -132 (2.76) 96,249
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 2,828 -251 (8.15) 55,761
SPDR INDEX SHS FDS ASIA PACIF ETF 824 -295 (26.36) 10,495
SPDR SERIES TRUST BRC HGH YLD BD 10,039 2,844 39.53 243,558
ISHARES CHINA LG-CAP ETF 1,145 232 25.45 31,954
AMC NETWORKS INC CL A -572 Sold Out 0
AMPHENOL CORP NEW CL A 1,462 202 16.03 15,537
APARTMENT INVT & MGMT CO CL A 730 -3,087 (80.87) 24,646
APOLLO ED GROUP INC CL A -600 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL A 16,586 New 87
BIO RAD LABS INC CL A -339 Sold Out 0
BROADCOM CORP CL A 1,442 247 20.69 47,896
CACI INTL INC CL A -518 Sold Out 0
CBRE GROUP INC CL A 604 122 25.27 22,418
CLEAR CHANNEL OUTDOOR HLDGS IN CL A 3,452 New 400,000
COGNIZANT TECHNOLOGY SOLUTIONS CL A 2,493 437 21.28 50,308