ROYAL BANK OF CANADA Information

ROYAL BANK PLAZA, TORONTO, , M5J2J5, (212) 858-7116

Report Date: 03/31/2014

Position Statistics

Total Positions 5,474
New Positions 390
Increased Positions 2,582
Decreased Positions 2,301
Positions with Activity 4,883
Sold Out Positions 178
Total Mkt Value (in $ millions) 133,559

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.93%
Capital Goods 1.94%
Conglomerates 0.22%
Consumer Cyclical 2.28%
Consumer/Non-Cyclical 2.97%
Energy 12.53%
Financial 37.92%
Healthcare 4.83%
Services 12.04%
Technology 7.73%
Transportation 3.8%
Utilities 7.02%

5,474 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FRESH MKT INC COM 72 -104 (59.09) 2,415
GLADSTONE CAPITAL CORP COM 72 New 7,210
FIRST TR EXCH TRADED FD II NASDQ CLN EDGE 72 -696 (90.63) 1,925
MARKET VECTORS ETF TR PFD SEC EXFINL 72 -498 (87.45) 3,460
NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 71 54 299.79 5,597
NUVEEN NJ DIV ADVANTAGE MUN FD COM 71 3 3.82 5,299
PROSHARES TR ULTRASHRT TIPS 71 49 217.20 2,693
VIRTUSA CORP COM 71 5 7.75 2,155
POLYONE CORP COM 71 New 1,675
NUVEEN MASS PREM INCOME MUN FD COM 71 .51 5,282
GOLDEN STAR RES LTD CDA COM 70 3 4.72 132,570
ALNYLAM PHARMACEUTICALS INC COM 70 -115 (62.04) 1,256
CERUS CORP COM 70 70 New 18,500
VISTAPRINT N V SHS 70 -944 (93.09) 1,808
CLAYMORE EXCHANGE TRD FD TR 2 GUGG FRNTR MKT 70 -233 (76.88) 4,042
FOREST CITY ENTERPRISES INC CL A 70 -213 (75.32) 3,525
BLACKROCK NY MUNI 2018 TERM TR COM 70 New 4,600
PARTNER COMMUNICATIONS CO LTD ADR 69 66 2,294.67 8,980
COWEN GROUP INC NEW CL A 69 -64 (47.9) 16,179
SCHWAB STRATEGIC TR US BRD MKT ETF 69 -3,944 (98.28) 1,430