ROYAL BANK OF CANADA Information

ROYAL BANK PLAZA, TORONTO, , M5J2J5, (212) 858-7116

Report Date: 09/30/2014

Position Statistics

Total Positions 5,543
New Positions 270
Increased Positions 2,594
Decreased Positions 2,305
Positions with Activity 4,899
Sold Out Positions 256
Total Mkt Value (in $ millions) 130,834

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.41%
Capital Goods 2.12%
Conglomerates 0.17%
Consumer Cyclical 2.58%
Consumer/Non-Cyclical 3.24%
Energy 8.49%
Financial 37.92%
Healthcare 5.65%
Services 13.81%
Technology 8.16%
Transportation 4.25%
Utilities 7.37%

5,543 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES MSCI EMK FNL ETF 81 27 48.60 3,241
EP ENERGY CORP CL A 81 -98 (54.68) 7,438
CONTAINER STORE GROUP INC COM 81 -20 (20.19) 4,150
ALPS ETF TR EQUAL SEC ETF 81 New 1,400
DRYSHIPS INC SHS 80 -1 (1.46) 67,560
RYDEX ETF TRUST GUG S&P SC600 PV 80 -145 (64.26) 1,265
ALLIANCE NEW YORK MUN INC FD COM 80 New 6,100
AMERICAN NATL INS CO COM 80 -94 (54.02) 697
COWEN GROUP INC NEW CL A 80 3 3.72 16,875
FINISH LINE INC CL A 80 New 3,430
VIRTUS INVT PARTNERS INC COM 79 -72 (47.66) 470
AMERICAN INTL GROUP INC WT EXP 011921 79 -1 (1.06) 3,182
TERRAFORM PWR INC CL A COM 79 79 New 2,600
INDEXIQ ETF TR GLB AGRI SM CP 78 -190 (70.79) 3,085
PNM RES INC COM 78 21 35.58 2,557
BLACKROCK MUNICIPAL BOND TR COM 78 New 4,928
CREDIT SUISSE ASSET MGMT INCOM COM 78 6 7.68 23,926
ISHARES DEVSMCP EXNA ETF 78 -21 (21.18) 1,850
BLYTH INC COM NEW 77 -1 (1.29) 8,809
INTERNET INITIATIVE JAPAN INC SPONSORED ADR 77 75 4,428 7,924