ROYAL BANK OF CANADA Information

ROYAL BANK PLAZA, TORONTO, , M5J2J5, (212) 858-7116

Report Date: 12/31/2013

Position Statistics

Total Positions 5,620
New Positions 297
Increased Positions 2,515
Decreased Positions 2,795
Positions with Activity 5,310
Sold Out Positions 513
Total Mkt Value (in $ millions) 126,063

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.74%
Capital Goods 2.2%
Conglomerates 0.2%
Consumer Cyclical 2.23%
Consumer/Non-Cyclical 2.95%
Energy 11.74%
Financial 37.11%
Healthcare 5.38%
Services 13.43%
Technology 8.38%
Transportation 3.47%
Utilities 6.87%

513 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
1 800 FLOWERS COM CL A -13 Sold Out 0
ACCELERATE DIAGNOSTICS INC COM -9 Sold Out 0
ACCESS NATL CORP COM -1 Sold Out 0
ACELRX PHARMACEUTICALS INC COM -7 Sold Out 0
ADCARE HEALTH SYSTEMS INC COM NEW Sold Out 0
ADDUS HOMECARE CORP COM -2 Sold Out 0
ADMINISTRADORA FONDOS PENSIONE SPONSORED ADR -17 Sold Out 0
AEROFLEX HLDG CORP COM -15 Sold Out 0
AGILYSYS INC COM Sold Out 0
AGIOS PHARMACEUTICALS INC COM -1,231 Sold Out 0
ALEXANDERS INC COM -81 Sold Out 0
ALICO INC COM -6 Sold Out 0
ALIMERA SCIENCES INC COM -2 Sold Out 0
ALLIANCE FIBER OPTIC PRODS INC COM NEW -6 Sold Out 0
ALLIANCE HEALTHCARE SRVCS INC COM PAR $0.01 -6 Sold Out 0
ALLIANZGI INTL & PREM STRATEGY COM -18 Sold Out 0
ALMOST FAMILY INC COM -186 Sold Out 0
ALPHA & OMEGA SEMICONDUCTOR LT SHS -3 Sold Out 0
ALTISOURCE ASSET MGMT CORP COM -1 Sold Out 0
ALVARION LTD SHS NEW Sold Out 0