ROYAL BANK OF CANADA Information

ROYAL BANK PLAZA, TORONTO, , M5J2J5, (212) 858-7116

Report Date: 09/30/2014

Position Statistics

Total Positions 5,533
New Positions 271
Increased Positions 2,591
Decreased Positions 2,300
Positions with Activity 4,891
Sold Out Positions 256
Total Mkt Value (in $ millions) 121,954

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.99%
Capital Goods 2.15%
Conglomerates 0.19%
Consumer Cyclical 2.62%
Consumer/Non-Cyclical 3.38%
Energy 8.42%
Financial 36.06%
Healthcare 6.1%
Services 14.18%
Technology 8.25%
Transportation 4.31%
Utilities 7.51%

256 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
58 COM INC SPON ADR REP A -4 Sold Out 0
ACCURIDE CORP NEW COM NEW -48 Sold Out 0
ADAMS RES & ENERGY INC COM NEW -27 Sold Out 0
ADVISORSHARES TR RANGER EQUITY BE -12 Sold Out 0
ALLIANCE HEALTHCARE SRVCS INC COM PAR $0.01 -7 Sold Out 0
ALPHA PRO TECH LTD COM -5 Sold Out 0
ALTAIR NANOTECHNOLOGIES INC COM PAR $0.001 Sold Out 0
AMBIENT CORP COM NEW Sold Out 0
AMSURG CORP COM -263 Sold Out 0
ARC DOCUMENT SOLUTIONS INC COM -9 Sold Out 0
ARRAY BIOPHARMA INC COM -116 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -3 Sold Out 0
ASTRONICS CORP CL B -8,413 Sold Out 0
ASTROTECH CORP COM Sold Out 0
ATLANTIC TELE NETWORK INC COM NEW -11 Sold Out 0
ATRICURE INC COM -10 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS SGAR38 -2 Sold Out 0
BARCLAYS BANK PLC ETN DJUBSCOCO 38 -16 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS PMET38 -3 Sold Out 0
BARNWELL INDS INC COM Sold Out 0