ROUNDKEEP CAPITAL ADVISORS LLC Information

300 NORTH LASALLE, SUITE 5550, CHICAGO, Illinois, 60654, (312) 422-8900

Report Date: 09/30/2012

Position Statistics:

Total Positions 25
New Positions 12
Increased Positions 14
Decreased Positions 10
Positions with Activity 24
Sold Out Positions 8
Total Mkt Value
(in $ millions)
174

Sector Weighting

Basic Materials 6.32%
Capital Goods 16.77%
Conglomerates 6.38%
Consumer Cyclical
Consumer/Non-Cyclical 4.84%
Energy 3.21%
Financial 29.5%
Healthcare 11.2%
Services 11.01%
Technology 9.39%
Transportation
Utilities 1.39%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

25 Positions as of 09/30/2012

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
DUKE ENERGY CORP NEW COM NEW -49,458 Sold Out 0
BEAM INC COM -12,961 Sold Out 0
THE ADT CORPORATION COM -11,604 Sold Out 0
DISH NETWORK CORP CL A -9,919 Sold Out 0
TYCO INTERNATIONAL LTD SHS -9,182 Sold Out 0
LIBERTY INTERACTIVE CORP INT COM SER A -7,005 Sold Out 0
TEXTRON INC COM 11,074 -4,096 (27) 392,000
REALTY INCOME CORP COM -1,583 Sold Out 0
CYTEC INDS INC COM 10,972 -1,453 (11.7) 151,000
LIBERTY INTERACTIVE CORP LBT VENT COM A -1,188 Sold Out 0
KINDER MORGAN INC DEL WT EXP 052517 2,404 New 400,000
ABBOTT LABS COM 8,489 988 13.17 232,000
ABBVIE INC COM 10,943 1,274 13.17 232,000
STARZ LIBRTY CAP COM A 1,566 1,566 New 69,000
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 1,925 1,925 New 31,177
PHILLIPS 66 COM 5,564 5,564 New 85,000
EATON CORP PLC SHS 6,579 6,579 New 98,398
DEAN FOODS CO NEW COM 8,390 8,390 New 400,500
LIBERTY MEDIA CORP DELAWARE CL A 8,708 8,708 New 69,000
WASTE CONNECTIONS INC COM 8,822 8,822 New 220,000

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