ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP Information

214 NORTH TRYON STREET, SUITE 3000, CHARLOTTE, North Carolina, 28202, (704) 208-3604

Report Date: 06/30/2014

Position Statistics

Total Positions 50
New Positions 16
Increased Positions 30
Decreased Positions 15
Positions with Activity 45
Sold Out Positions 8
Total Mkt Value (in $ millions) 109

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.11%
Capital Goods 11.48%
Conglomerates
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 1.08%
Energy 5.81%
Financial 45.26%
Healthcare
Services 30.05%
Technology 1.36%
Transportation 0%
Utilities

50 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PENNYMAC MTG INVT TR COM 17,549 6,457 58.21 806,090
ISHARES TR 7-10 Y TR BD ETF 10,616 10,616 New 103,336
VISTEON CORP COM NEW 9,915 3,798 62.09 93,200
CITIGROUP INC COM NEW 9,638 9,638 New 184,000
HERTZ GLOBAL HOLDINGS INC COM 7,139 7,139 New 258,000
ISHARES IBOXX HI YD ETF 3,996 905 29.28 43,120
ISHARES JP MOR EM MK ETF 3,960 2,641 200.29 34,834
TRONOX LTD SHS CL A 3,920 -2,289 (36.87) 137,000
SPDR SERIES TRUST BRC HGH YLD BD 2,843 New 70,000
ISHARES MSCI STH KOR ETF 2,734 2,734 New 42,900
WCI CMNTYS INC COM PAR $0.01 2,632 New 141,000
ISHARES TR IBOXX INV CP ETF 2,353 2,353 New 20,000
POWERSHARES DB CMDTY IDX TRACK UNIT BEN INT 2,069 2,069 New 86,806
CARMIKE CINEMAS INC COM 1,997 -1,155 (36.64) 59,500
CINEMARK HOLDINGS INC COM 1,890 -950 (33.46) 53,700
ISHARES TR TIPS BD ETF 1,735 101 6.21 15,401
FAMILY DLR STORES INC COM 1,546 -785 (33.67) 19,700
ISHARES TR MSCI EMG MKT ETF 1,537 841 120.72 35,095
MARATHON PETE CORP COM 1,338 1,338 New 15,400
CNOOC LTD SPONSORED ADR 1,313 1,313 New 7,150