ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP Information

214 NORTH TRYON STREET, SUITE 3000, CHARLOTTE, North Carolina, 28202, (704) 208-3604

Report Date: 12/31/2013

Position Statistics

Total Positions 76
New Positions 33
Increased Positions 43
Decreased Positions 19
Positions with Activity 62
Sold Out Positions 15
Total Mkt Value (in $ millions) 129

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.41%
Capital Goods 3.48%
Conglomerates
Consumer Cyclical 0.37%
Consumer/Non-Cyclical 1.45%
Energy 4.67%
Financial 32.81%
Healthcare 1.3%
Services 40.23%
Technology 4.86%
Transportation 1.94%
Utilities 0.74%

76 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PENNYMAC MTG INVT TR COM 15,957 393 2.53 687,805
JPMORGAN CHASE & CO COM 8,797 8,797 New 159,310
HERTZ GLOBAL HOLDINGS INC COM 8,210 -2,175 (20.95) 292,500
CITIGROUP INC COM NEW 7,112 -2,277 (24.25) 147,499
SAFEWAY INC COM NEW 6,855 6,855 New 200,900
THE ADT CORPORATION COM 5,976 2,108 54.49 197,747
ALPS ETF TR ALERIAN MLP 5,085 -1,200 (19.09) 281,429
TRONOX LTD SHS CL A 4,623 625 15.63 185,000
CARMIKE CINEMAS INC COM 3,833 3,833 New 123,900
ISHARES MSCI STH KOR ETF 3,376 3,376 New 53,000
MICROSOFT CORP COM 3,313 New 82,800
CINEMARK HOLDINGS INC COM 3,041 New 106,700
WCI CMNTYS INC COM PAR $0.01 2,819 720 34.29 141,000
ISHARES TR MSCI RUSSIA CAP 2,801 2,801 New 153,000
ISHARES IBOXX HI YD ETF 2,559 599 30.53 27,194
STAR BULK CARRIERS CORP SHS NEW 2,508 New 199,976
SPDR SERIES TRUST BRC HGH YLD BD 2,432 453 22.92 59,000
SELECT SECTOR SPDR TR SBI INT-INDS 2,282 New 43,268
ANNALY CAP MGMT INC COM 2,250 New 200,000
FAMILY DLR STORES INC COM 1,688 New 29,700