ROTHSCHILD ASSET MANAGEMENT INC Information

1251 AVENUE OF THE AMERICAS, NEW YORK, New York, 10020, (212) 403-3500

Report Date: 12/31/2014

Position Statistics

Total Positions 366
New Positions 23
Increased Positions 136
Decreased Positions 227
Positions with Activity 363
Sold Out Positions 23
Total Mkt Value (in $ millions) 5,122

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.98%
Capital Goods 4.85%
Conglomerates
Consumer Cyclical 3.84%
Consumer/Non-Cyclical 3.73%
Energy 6.05%
Financial 18.36%
Healthcare 13.19%
Services 20.38%
Technology 18.32%
Transportation 2.73%
Utilities 3.2%

366 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 134,965 -1,181 (0.87) 1,046,646
MICROSOFT CORP COM 81,026 4,295 5.60 1,665,312
JOHNSON & JOHNSON COM 80,409 -1,813 (2.21) 803,043
JPMORGAN CHASE & CO COM 78,077 -1,721 (2.16) 1,227,440
PFIZER INC COM 64,671 -3,461 (5.08) 1,897,635
EXXON MOBIL CORP COM 64,534 3,674 6.04 726,323
DISNEY WALT CO COM DISNEY 59,196 -3,374 (5.39) 535,614
AMERICAN INTL GROUP INC COM NEW 58,059 2,332 4.19 1,005,520
BANK AMER CORP COM 56,422 47,260 515.83 3,502,303
HOME DEPOT INC COM 55,684 -5,931 (9.63) 508,294
CISCO SYS INC COM 55,352 2,207 4.15 1,900,183
VERIZON COMMUNICATIONS INC COM 53,531 -71 (0.13) 1,061,905
PEPSICO INC COM 51,958 1,683 3.35 543,723
AMGEN INC COM 49,268 -4,864 (8.99) 307,233
KROGER CO COM 48,973 1,884 4.00 698,311
WELLS FARGO & CO NEW COM 48,810 -33,431 (40.65) 884,391
AT&T INC COM 48,722 -4,611 (8.65) 1,415,523
3M CO COM 48,716 -537 (1.09) 308,953
INTEL CORP COM 46,519 18,082 63.59 1,391,951
CAPITAL ONE FINL CORP COM 45,324 3,952 9.55 553,209