ROTELLA CAPITAL MANAGEMENT, INC. Information

800 BELLEVUE WAY NE, BELLEVUE, Washington, 98004, (425) 213-5700

Report Date: 12/31/2014

Position Statistics

Total Positions 510
New Positions 200
Increased Positions 286
Decreased Positions 223
Positions with Activity 509
Sold Out Positions 153
Total Mkt Value (in $ millions) 117

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.04%
Capital Goods 1.71%
Conglomerates 0.46%
Consumer Cyclical 5.26%
Consumer/Non-Cyclical 2.83%
Energy 2.7%
Financial 42.85%
Healthcare 7.17%
Services 19.51%
Technology 9.76%
Transportation 1.45%
Utilities 1.83%

510 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 3,852 2,352 156.68 48,000
SPDR S&P 500 ETF TR TR UNIT 3,850 -926 (19.39) 18,714
ISHARES NAT AMT FREE BD 3,340 2,046 158.12 30,200
VANGUARD BD INDEX FD INC TOTAL BND MRKT 2,936 -2,379 (44.76) 35,300
VANGUARD BD INDEX FD INC SHORT TRM BOND 2,895 201 7.46 36,000
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 2,757 -168 (5.75) 34,400
ISHARES JP MOR EM MK ETF 2,753 1,656 151.02 24,600
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 2,679 781 41.17 94,300
ISHARES TR RUSSELL 2000 ETF 2,302 1,379 149.33 18,700
SPDR SERIES TRUST S&P DIVID ETF 2,104 1,149 120.33 27,100
ISHARES TR 20+ YR TR BD ETF 2,005 -2,058 (50.65) 15,300
ISHARES INTERM CR BD ETF 1,944 -1,138 (36.92) 17,600
BIO-REFERENCE LABS INC COM $.01 NEW 1,942 1,942 New 55,212
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 1,894 466 32.66 6,905
FACTSET RESH SYS INC COM 1,862 1,862 New 11,800
ACCENTURE PLC IRELAND SHS CLASS A 1,812 1,556 607.82 19,288
LULULEMON ATHLETICA INC COM 1,692 888 110.40 26,300
CARMAX INC COM 1,627 1,627 New 24,400
ISHARES TR IBOXX INV CP ETF 1,613 -522 (24.43) 13,300
VANGUARD SCOTTSDALE FDS INT-TERM CORP 1,599 -629 (28.24) 18,300