ROOSEVELT INVESTMENT GROUP INC Information

430 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 09/30/2014

Position Statistics

Total Positions 236
New Positions 13
Increased Positions 54
Decreased Positions 124
Positions with Activity 178
Sold Out Positions 15
Total Mkt Value (in $ millions) 1,818

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.09%
Capital Goods 4.7%
Conglomerates 0.33%
Consumer Cyclical 0.39%
Consumer/Non-Cyclical 3.38%
Energy 6.86%
Financial 22.1%
Healthcare 12.91%
Services 10.26%
Technology 15.81%
Transportation 2.46%
Utilities 6.84%

236 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AXIS CAPITAL HOLDINGS LTD PFD SER C -1,832 Sold Out 0
CHART INDS INC COM PAR $0.01 -567 Sold Out 0
CHICAGO BRIDGE & IRON CO N V COM -15,119 Sold Out 0
COGNIZANT TECHNOLOGY SOLUTIONS CL A -59,722 Sold Out 0
DEUTSCHE BK CONTINGENT CAP TR TR PFD SEC 6.55% -200 Sold Out 0
EMERSON ELEC CO COM -189 Sold Out 0
FIRST REP BK SAN FRANCISCO CAL DEP SH PFD A -200 Sold Out 0
GENWORTH FINL INC COM CL A -8,718 Sold Out 0
GOLDMAN SACHS GROUP INC DEPSHS1/1000PF -200 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM -15,679 Sold Out 0
PENTAIR PLC SHS -1,389 Sold Out 0
PVH CORP COM -230 Sold Out 0
SCHLUMBERGER LTD COM -180 Sold Out 0
TRIBUNE PUBG CO COM -110 Sold Out 0
VERITIV CORP COM -11 Sold Out 0
WIND ENERGY AMER INC COM New 30,000
ENERGY XXI LTD USD UNRS SHS 63 -2 (2.48) 19,650
CALIFORNIA RES CORP COM 85 85 New 14,278
U S SILICA HLDGS INC COM 119 119 New 4,439
NEW YORK CMNTY BANCORP INC COM 176 New 11,200