ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2014

Position Statistics

Total Positions 249
New Positions 25
Increased Positions 110
Decreased Positions 99
Positions with Activity 209
Sold Out Positions 23
Total Mkt Value (in $ millions) 2,389

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.55%
Capital Goods 6.76%
Conglomerates 0.23%
Consumer Cyclical 0.23%
Consumer/Non-Cyclical 2.36%
Energy 11.38%
Financial 21.64%
Healthcare 12.81%
Services 8.93%
Technology 19.76%
Transportation 2.32%
Utilities 4.32%

249 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AEGON NV 7.25% PERP SUB -1,547 Sold Out 0
AMGEN INC COM -227 Sold Out 0
BROADCOM CORP CL A -50,095 Sold Out 0
DIAGEO P L C SPON ADR NEW -322 Sold Out 0
EBAY INC COM -185 Sold Out 0
EXELON CORP COM -212 Sold Out 0
FRONTIER COMMUNICATIONS CORP COM -70 Sold Out 0
GNC HLDGS INC COM CL A -37,668 Sold Out 0
HERSHEY CO COM -1,597 Sold Out 0
INCYTE CORP COM -28,221 Sold Out 0
ISIS PHARMACEUTICALS INC COM -14,533 Sold Out 0
NATIONAL FUEL GAS CO N J COM -972 Sold Out 0
NATIONAL OILWELL VARCO INC COM -4,849 Sold Out 0
NOMURA HLDGS INC SPONSORED ADR -37,082 Sold Out 0
NOW INC COM -477 Sold Out 0
OCWEN FINL CORP COM NEW -10,047 Sold Out 0
PPL CORP CORP UNIT CONSIS -201 Sold Out 0
PROTO LABS INC COM -26,300 Sold Out 0
RAYONIER ADVANCED MATLS INC COM -590 Sold Out 0
REGENERON PHARMACEUTICALS COM -47,045 Sold Out 0