ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2015

Position Statistics

Total Positions 251
New Positions 17
Increased Positions 76
Decreased Positions 129
Positions with Activity 205
Sold Out Positions 23
Total Mkt Value (in $ millions) 1,800

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.67%
Capital Goods 5.98%
Conglomerates 0%
Consumer Cyclical 0.94%
Consumer/Non-Cyclical 4.62%
Energy 4.07%
Financial 21.4%
Healthcare 11.33%
Services 19.6%
Technology 14.94%
Transportation 3.54%
Utilities 6.23%

251 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ALCOA INC COM -15,059 Sold Out 0
AXIS CAPITAL HOLDINGS LTD PFD SER C -1,623 Sold Out 0
CALIFORNIA RES CORP COM -61 Sold Out 0
CISCO SYS INC COM -279 Sold Out 0
DELTA AIR LINES INC DEL COM NEW -1,258 Sold Out 0
DEUTSCHE BANK CAP FDG TR IX PFD 6.625% GTD -3,818 Sold Out 0
EXCO RESOURCES INC COM -112 Sold Out 0
FANUC CORPORATION ADR -25,922 Sold Out 0
FEDERAL AGRIC MTG CORP PFD A 5.875%NON -256 Sold Out 0
FIRST REP BK SAN FRANCISCO CAL DEP SH PFD A -197 Sold Out 0
INTEL CORP COM -305 Sold Out 0
MDU RES GROUP INC COM -231 Sold Out 0
PRECISION CASTPARTS CORP COM -5,439 Sold Out 0
RALPH LAUREN CORP CL A -6,701 Sold Out 0
SAREPTA THERAPEUTICS INC COM -429 Sold Out 0
SEAGATE TECHNOLOGY PLC SHS -665 Sold Out 0
TYCO INTL PLC SHS -175 Sold Out 0
UNITED STATES CELLULAR CORP CALL SR NT 60 -2,001 Sold Out 0
UNITED STS SHORT OIL FD LP UNITS -236 Sold Out 0
WELLS FARGO & CO NEW DEP1/1000PF CL A -2,151 Sold Out 0