ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2014

Position Statistics

Total Positions 249
New Positions 25
Increased Positions 110
Decreased Positions 99
Positions with Activity 209
Sold Out Positions 23
Total Mkt Value (in $ millions) 2,411

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.49%
Capital Goods 6.72%
Conglomerates 0.22%
Consumer Cyclical 0.22%
Consumer/Non-Cyclical 2.38%
Energy 11.44%
Financial 21.54%
Healthcare 12.91%
Services 8.91%
Technology 19.81%
Transportation 2.36%
Utilities 4.32%

249 Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 358 New 2,471
ABBVIE INC COM 323 18 5.92 5,508
AEGON N V PRP CP SEC 6.375 3,907 579 17.40 154,499
AEGON NV 7.25% PERP SUB -1,547 Sold Out 0
AETNA INC NEW COM 5,620 New 67,425
ALCOA INC COM 466 466 New 28,815
ALEXION PHARMACEUTICALS INC COM 1,354 -472 (25.86) 8,283
ALLIANCE DATA SYSTEMS CORP COM 1,549 583 60.39 6,188
ALLIANCE RES PARTNER L P UT LTD PART 387 New 8,000
ALLSTATE CORP DEP SH 1/1000 E 1,289 1,289 New 50,025
ALLSTATE CORP DEP 1/1000 C 202 -37 (15.39) 7,700
ALTRIA GROUP INC COM 1,567 345 28.20 35,331
AMERICAN EXPRESS CO COM 449 9 2.09 5,081
AMERICAN INTL GROUP INC COM NEW 33,005 -18,168 (35.5) 593,398
AMGEN INC COM -229 Sold Out 0
APPLE INC COM 50,158 29,721 145.42 497,300
ARCHER DANIELS MIDLAND CO COM 24,271 -35,562 (59.44) 473,492
AT&T INC COM 1,517 161 11.88 43,416
AXIS CAPITAL HOLDINGS LTD PFD SER C 1,774 -86 (4.62) 67,665
BAC CAP TR VIII GTD CAP SECS 1,298 New 51,600