ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2013

Position Statistics:

Total Positions 282
New Positions 23
Increased Positions 92
Decreased Positions 140
Positions with Activity 232
Sold Out Positions 35
Total Mkt Value
(in $ millions)
2,425

Sector Weighting

Basic Materials 9.16%
Capital Goods 5.81%
Conglomerates 0.31%
Consumer Cyclical 2.73%
Consumer/Non-Cyclical 7.4%
Energy 8.95%
Financial 23.91%
Healthcare 13.25%
Services 16.44%
Technology 8.53%
Transportation 1.24%
Utilities 1.73%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

282 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 1,044 42 4.16 9,375
ABBOTT LABS COM 467 -235 (33.47) 12,750
ABBVIE INC COM 250 -654 (72.35) 5,300
ACCENTURE PLC IRELAND SHS CLASS A 1,002 New 12,188
AEGON N V PFD PERP 6.375 682 682 New 25,550
AEGON NV PFD PERP 7.25% 1,941 -42 (2.1) 75,700
AETNA INC NEW COM 4,144 989 31.36 69,014
ALASKA AIR GROUP INC COM 649 New 9,959
ALBEMARLE CORP COM 426 -2,108 (83.2) 6,321
ALEXION PHARMACEUTICALS INC COM 30,605 -1,752 (5.41) 297,425
ALLIANCE RES PARTNER L P UT LTD PART 298 New 4,000
ALPHA NATURAL RESOURCES INC COM 233 -82 (26.04) 34,464
ALTRIA GROUP INC COM 1,039 -60 (5.47) 27,762
AMERICAN EXPRESS CO COM 352 -15 (4) 4,800
AMERICAN FINL GROUP INC OHIO COM 663 New 13,373
AMERICAN INTL GROUP INC SUB DEB JR A-4 2,070 713 52.54 81,075
AMERICAN INTL GROUP INC COM NEW 30,592 30,592 New 676,367
AMERISOURCEBERGEN CORP COM 1,050 New 19,096
ANADARKO PETE CORP COM 443 -147 (24.88) 4,921
APACHE CORP COM -243 Sold Out 0

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