ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 12/31/2014

Position Statistics

Total Positions 246
New Positions 25
Increased Positions 91
Decreased Positions 105
Positions with Activity 196
Sold Out Positions 14
Total Mkt Value (in $ millions) 1,856

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.39%
Capital Goods 5.1%
Conglomerates 0.01%
Consumer Cyclical 1.77%
Consumer/Non-Cyclical 5.29%
Energy 3.02%
Financial 20.56%
Healthcare 12.01%
Services 16.12%
Technology 15.14%
Transportation 3.42%
Utilities 6.64%

246 Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 431 9 2.19 2,525
ABBVIE INC COM 393 66 20.22 6,492
ACTAVIS PLC SHS 8,768 8,768 New 29,491
AEGON N V PRP CP SEC 6.375 4,140 526 14.55 162,688
AETNA INC NEW COM 6,767 -9 (0.14) 67,332
ALCOA INC COM 20,411 11,138 120.12 1,365,295
ALEXION PHARMACEUTICALS INC COM 1,454 -66 (4.35) 7,874
ALLIANCE DATA SYSTEMS CORP COM 4,361 800 22.47 15,450
ALLIANCE RES PARTNER L P UT LTD PART 308 New 8,000
ALLSTATE CORP DEP SH 1/1000 E 2,719 639 30.75 99,763
ALLSTATE CORP DEP 1/1000 C 219 New 7,900
ALTRIA GROUP INC COM 1,961 -35 (1.74) 34,716
AMERICAN EXPRESS CO COM 394 -7 (1.76) 4,800
AMERICAN INTL GROUP INC COM NEW 37,235 19,075 105.04 669,097
AMGEN INC COM 286 3 1.13 1,790
ANN INC COM 17,029 10,683 168.35 476,210
APPLE INC COM 89,761 36,005 66.98 695,339
ARCHER DANIELS MIDLAND CO COM 27,009 12,934 91.90 564,442
AT&T INC COM 1,431 -55 (3.73) 41,317
AXIS CAPITAL HOLDINGS LTD PFD SER C 1,725 1,725 New 62,738