ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 12/31/2014

Position Statistics

Total Positions 246
New Positions 25
Increased Positions 91
Decreased Positions 105
Positions with Activity 196
Sold Out Positions 14
Total Mkt Value (in $ millions) 1,853

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.16%
Capital Goods 5.05%
Conglomerates 0.01%
Consumer Cyclical 1.79%
Consumer/Non-Cyclical 5.31%
Energy 2.95%
Financial 20.16%
Healthcare 12.27%
Services 16.33%
Technology 14.89%
Transportation 3.2%
Utilities 6.81%

246 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ENTERGY MISS INC 1ST MTG BD 1,186 -18 (1.52) 45,445
UBS AG JERSEY BRANCH 2XMN ALR MLP INF 327 -168 (33.87) 6,475
FANUC CORPORATION ADR 28,177 -2,449 (8) 756,837
NOVO-NORDISK A S ADR 20,681 1,913 10.19 378,216
HSBC HLDGS PLC ADR A 1/40PF A 260 New 10,165
UBS AG JERSEY BRH ALERIAN INFRST -12,831 Sold Out 0
JPMORGAN CHASE & CO ALERIAN ML ETN -196 Sold Out 0
UNITED STATES CELLULAR CORP CALL SR NT 60 2,033 -72 (3.44) 80,059
MORGAN STANLEY CAP TR V CAP SEC5.75%33 342 New 13,550
MORGAN STANLEY CAP TR VI CAP SECS 223 -8 (3.37) 8,600
DILLARDS CAP TR I CAP SECS 7.5% 363 New 13,719
BERKSHIRE HATHAWAY INC DEL CL A 1,318 New 6
BOSTON BEER INC CL A 21,128 -1,241 (5.55) 79,071
FACEBOOK INC CL A 42,885 -14,414 (25.16) 515,477
GOOGLE INC CL A 8,842 185 2.14 15,757
MASTERCARD INC CL A 10,527 444 4.41 120,075
MONDELEZ INTL INC CL A 3,259 116 3.69 89,286
RALPH LAUREN CORP CL A 6,684 6,684 New 50,530
TRIBUNE MEDIA CO CL A 4,985 3,828 330.61 81,795
VERISK ANALYTICS INC CL A 1,316 New 18,500