ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 12/31/2014

Position Statistics

Total Positions 246
New Positions 25
Increased Positions 91
Decreased Positions 105
Positions with Activity 196
Sold Out Positions 14
Total Mkt Value (in $ millions) 1,848

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.55%
Capital Goods 4.77%
Conglomerates 0.01%
Consumer Cyclical 1.81%
Consumer/Non-Cyclical 5.19%
Energy 3.2%
Financial 20.52%
Healthcare 11.99%
Services 15.87%
Technology 15.34%
Transportation 3.14%
Utilities 6.94%

246 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ENTERGY MISS INC 1ST MTG BD 1,187 -18 (1.52) 45,445
UBS AG JERSEY BRANCH 2XMN ALR MLP INF 353 -181 (33.87) 6,475
FANUC CORPORATION ADR 28,215 -2,452 (8) 756,837
NOVO-NORDISK A S ADR 21,619 1,999 10.19 378,216
HSBC HLDGS PLC ADR A 1/40PF A 259 New 10,165
UBS AG JERSEY BRH ALERIAN INFRST -13,391 Sold Out 0
JPMORGAN CHASE & CO ALERIAN ML ETN -208 Sold Out 0
UNITED STATES CELLULAR CORP CALL SR NT 60 2,015 -72 (3.44) 80,059
MORGAN STANLEY CAP TR V CAP SEC5.75%33 341 New 13,550
MORGAN STANLEY CAP TR VI CAP SECS 216 -8 (3.37) 8,600
DILLARDS CAP TR I CAP SECS 7.5% 359 New 13,719
BERKSHIRE HATHAWAY INC DEL CL A 1,295 New 6
BOSTON BEER INC CL A 19,309 -1,134 (5.55) 79,071
FACEBOOK INC CL A 40,718 -13,686 (25.16) 515,477
GOOGLE INC CL A 8,685 182 2.14 15,757
MASTERCARD INC CL A 10,957 463 4.41 120,075
MONDELEZ INTL INC CL A 3,451 123 3.69 89,286
RALPH LAUREN CORP CL A 6,878 6,878 New 50,530
TRIBUNE MEDIA CO CL A 4,599 3,531 330.61 81,795
VERISK ANALYTICS INC CL A 1,401 New 18,500