ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2014

Position Statistics

Total Positions 249
New Positions 25
Increased Positions 110
Decreased Positions 99
Positions with Activity 209
Sold Out Positions 23
Total Mkt Value (in $ millions) 2,329

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.69%
Capital Goods 6.59%
Conglomerates 0.22%
Consumer Cyclical 0.24%
Consumer/Non-Cyclical 2.36%
Energy 10.23%
Financial 22.18%
Healthcare 13.41%
Services 9.37%
Technology 20.2%
Transportation 2.51%
Utilities 4.48%

249 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ENTERGY MISS INC 1ST MTG BD 1,214 -18 (1.48) 46,600
AEGON NV 7.25% PERP SUB -1,547 Sold Out 0
FANUC CORPORATION ADR 31,013 12,173 64.61 1,134,264
NOVO-NORDISK A S ADR 13,287 -650 (4.67) 305,450
HSBC HLDGS PLC ADR A 1/40PF A 260 -46 (14.94) 10,165
JPMORGAN CHASE & CO ALERIAN ML ETN 235 235 New 4,601
UNITED STATES CELLULAR CORP CALL SR NT 60 2,892 1,021 54.57 114,320
MORGAN STANLEY CAP TR V CAP SEC5.75%33 342 New 13,550
MORGAN STANLEY CAP TR VI CAP SECS 228 -56 (19.82) 8,900
DILLARDS CAP TR I CAP SECS 7.5% 476 New 18,460
BERKSHIRE HATHAWAY INC DEL CL A 1,263 211 20 6
BOSTON BEER INC CL A 11,287 9,724 621.86 49,173
BROADCOM CORP CL A -50,257 Sold Out 0
COGNIZANT TECHNOLOGY SOLUTIONS CL A 54,956 6,058 12.39 1,171,027
FACEBOOK INC CL A 71,672 -6,231 (8) 887,358
GOOGLE INC CL A 7,149 889 14.21 12,791
MASTERCARD INC CL A 8,483 -233 (2.68) 111,616
MONDELEZ INTL INC CL A 2,837 1,231 76.65 80,400
TRIBUNE MEDIA CO CL A 1,263 -47 (3.6) 18,995
VERISK ANALYTICS INC CL A 1,168 -39 (3.27) 18,500