ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2014

Position Statistics

Total Positions 249
New Positions 25
Increased Positions 110
Decreased Positions 99
Positions with Activity 209
Sold Out Positions 23
Total Mkt Value (in $ millions) 2,386

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.58%
Capital Goods 6.68%
Conglomerates 0.23%
Consumer Cyclical 0.23%
Consumer/Non-Cyclical 2.38%
Energy 11.72%
Financial 21.13%
Healthcare 13.02%
Services 9.03%
Technology 19.61%
Transportation 2.27%
Utilities 4.4%

249 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ENTERGY MISS INC 1ST MTG BD 1,184 -18 (1.48) 46,600
AEGON NV 7.25% PERP SUB -1,547 Sold Out 0
FANUC CORPORATION ADR 32,809 12,878 64.61 1,134,264
NOVO-NORDISK A S ADR 13,819 -677 (4.67) 305,450
HSBC HLDGS PLC ADR A 1/40PF A 259 -46 (14.94) 10,165
JPMORGAN CHASE & CO ALERIAN ML ETN 245 245 New 4,601
UNITED STATES CELLULAR CORP CALL SR NT 60 2,892 1,021 54.57 114,320
MORGAN STANLEY CAP TR V CAP SEC5.75%33 342 New 13,550
MORGAN STANLEY CAP TR VI CAP SECS 226 -56 (19.82) 8,900
DILLARDS CAP TR I CAP SECS 7.5% 476 New 18,460
BERKSHIRE HATHAWAY INC DEL CL A 1,216 203 20 6
BOSTON BEER INC CL A 11,303 9,737 621.86 49,173
BROADCOM CORP CL A -48,360 Sold Out 0
COGNIZANT TECHNOLOGY SOLUTIONS CL A 54,125 5,967 12.39 1,171,027
FACEBOOK INC CL A 66,809 -5,808 (8) 887,358
GOOGLE INC CL A 7,638 950 14.21 12,791
MASTERCARD INC CL A 8,527 -235 (2.68) 111,616
MONDELEZ INTL INC CL A 2,908 1,262 76.65 80,400
TRIBUNE MEDIA CO CL A 1,491 -56 (3.6) 18,995
VERISK ANALYTICS INC CL A 1,176 -40 (3.27) 18,500