ROOSEVELT INVESTMENT GROUP INC Information

430 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 09/30/2014

Position Statistics

Total Positions 238
New Positions 12
Increased Positions 53
Decreased Positions 126
Positions with Activity 179
Sold Out Positions 15
Total Mkt Value (in $ millions) 1,880

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.58%
Capital Goods 4.95%
Conglomerates 0.33%
Consumer Cyclical 0.38%
Consumer/Non-Cyclical 3.21%
Energy 10%
Financial 21.4%
Healthcare 12.17%
Services 9.83%
Technology 15.87%
Transportation 2.54%
Utilities 4.93%

238 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AXIS CAPITAL HOLDINGS LTD PFD SER C -1,842 Sold Out 0
CHART INDS INC COM PAR $0.01 -725 Sold Out 0
CHICAGO BRIDGE & IRON CO N V COM -21,769 Sold Out 0
COGNIZANT TECHNOLOGY SOLUTIONS CL A -62,135 Sold Out 0
DEUTSCHE BK CONTINGENT CAP TR TR PFD SEC 6.55% -200 Sold Out 0
EMERSON ELEC CO COM -207 Sold Out 0
FIRST REP BK SAN FRANCISCO CAL DEP SH PFD A -208 Sold Out 0
GENWORTH FINL INC COM CL A -10,510 Sold Out 0
GOLDMAN SACHS GROUP INC DEPSHS1/1000PF -200 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM -17,489 Sold Out 0
PENTAIR PLC SHS -1,495 Sold Out 0
PVH CORP COM -228 Sold Out 0
SCHLUMBERGER LTD COM -212 Sold Out 0
TRIBUNE PUBG CO COM -96 Sold Out 0
VERITIV CORP COM -11 Sold Out 0
EATON CORP PLC SHS 13,770 -52,611 (79.26) 201,347
MARKET VECTORS ETF TR HG YLD MUN ETF 348 -643 (64.9) 11,277
GENERAL ELECTRIC CO COM 4,474 -6,496 (59.21) 165,783
RAYTHEON CO COM NEW 34,084 -30,506 (47.23) 322,216
AMERICAN INTL GROUP INC COM NEW 17,814 -14,579 (45.01) 326,326