ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 12/31/2013

Position Statistics

Total Positions 284
New Positions 21
Increased Positions 101
Decreased Positions 124
Positions with Activity 225
Sold Out Positions 26
Total Mkt Value (in $ millions) 2,185

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.48%
Capital Goods 7.55%
Conglomerates 0.2%
Consumer Cyclical 0.5%
Consumer/Non-Cyclical 2.47%
Energy 5.48%
Financial 27.63%
Healthcare 15.24%
Services 11.63%
Technology 18.73%
Transportation 1.64%
Utilities 1.99%

284 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AMBEV SA SPONSORED ADR -307 Sold Out 0
BANCO BRADESCO S A SP ADR PFD NEW -266 Sold Out 0
BANCO MACRO SA SPON ADR B -462 Sold Out 0
BLACKSTONE GROUP L P COM UNIT LTD -1,627 Sold Out 0
CHEMBIO DIAGNOSTICS INC COM NEW -58 Sold Out 0
CONSUMER PORTFOLIO SVCS INC COM -92 Sold Out 0
ETFS PALLADIUM TR SH BEN INT -3,938 Sold Out 0
FLUOR CORP NEW COM -849 Sold Out 0
FORD MTR CO DEL COM PAR $0.01 -1,832 Sold Out 0
GOLDMAN SACHS GROUP INC DEPSHS1/1000PF -212 Sold Out 0
HILTON HOTELS CORP QUIDS 8%081531 -221 Sold Out 0
ISHARES 20+ YR TR BD ETF -8,625 Sold Out 0
ISHARES MSCI BRZ CAP ETF -9,042 Sold Out 0
ISHARES MSCI MALAYSI ETF -179 Sold Out 0
ISHARES MSCI AUST ETF -888 Sold Out 0
ISHARES MSCI THI CAP ETF -408 Sold Out 0
JOHNSON CTLS INC COM -234 Sold Out 0
MONSTER BEVERAGE CORP COM -376 Sold Out 0
NORDSTROM INC COM -25,329 Sold Out 0
PIMCO ETF TR 25YR+ ZERO U S -19,219 Sold Out 0