ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2014

Position Statistics

Total Positions 279
New Positions 17
Increased Positions 87
Decreased Positions 148
Positions with Activity 235
Sold Out Positions 56
Total Mkt Value (in $ millions) 2,257

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.59%
Capital Goods 7.06%
Conglomerates 0.22%
Consumer Cyclical 0.55%
Consumer/Non-Cyclical 3.78%
Energy 6.68%
Financial 25.08%
Healthcare 15.96%
Services 10.33%
Technology 19.54%
Transportation 2.15%
Utilities 2.1%

279 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ICICI BK LTD ADR -51,492 Sold Out 0
EBAY INC COM 193 -24,073 (99.2) 3,632
HERTZ GLOBAL HOLDINGS INC COM 45,206 -22,665 (33.39) 1,587,842
CREE INC COM -22,612 Sold Out 0
BARCLAYS BK PLC IPSP CROIL ETN -19,759 Sold Out 0
OCWEN FINL CORP COM NEW 13,089 -14,464 (52.5) 366,017
LILLY ELI & CO COM 37,051 -11,885 (24.29) 575,599
WISDOMTREE TR JAPN HEDGE EQT 53,923 -11,155 (17.14) 1,083,434
FACEBOOK INC CL A 72,318 -11,124 (13.33) 964,502
MORGAN STANLEY COM NEW 73,875 -9,890 (11.81) 2,211,819
ISHARES TR CHINA ETF -9,076 Sold Out 0
CHICAGO BRIDGE & IRON CO N V COM 51,130 -7,505 (12.8) 735,889
ISHARES MSCI JAPAN ETF -6,279 Sold Out 0
ISHARES MSCI UK ETF -4,866 Sold Out 0
SPDR S&P 500 ETF TR TR UNIT 604 -4,651 (88.5) 3,042
ISHARES TR MSCI POL CAP ETF -3,742 Sold Out 0
ISHARES MSCI FRANCE ETF -3,257 Sold Out 0
ISHARES MSCI GERMANY ETF -3,115 Sold Out 0
ISHARES MSCI TURKEY ETF -3,045 Sold Out 0
US BANCORP DEL DEP SHS REP G 771 -2,864 (78.8) 28,050