ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 12/31/2015

Position Statistics

Total Positions 239
New Positions 17
Increased Positions 78
Decreased Positions 120
Positions with Activity 198
Sold Out Positions 23
Total Mkt Value (in $ millions) 1,536

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.12%
Capital Goods 7.45%
Conglomerates
Consumer Cyclical 3.96%
Consumer/Non-Cyclical 7.18%
Energy 3.3%
Financial 20.33%
Healthcare 11.89%
Services 15.35%
Technology 17.29%
Transportation 1.74%
Utilities 3.87%

239 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
US BANCORP DEL DEP SHS REP G 545 -45 (7.62) 20,625
DOMINOS PIZZA INC COM 531 -31 (5.59) 4,392
THERMO FISHER SCIENTIFIC INC COM 519 New 3,601
UNITED TECHNOLOGIES CORP COM 497 -44 (8.15) 4,758
CROWN CASTLE INTL CORP NEW CNV PFD STK SR A 484 -6 (1.29) 4,575
CHENIERE ENERGY INC COM NEW 479 -6 (1.2) 12,325
SPDR SER TR SHT TRM HGH YLD 468 468 New 17,602
FOUR CORNERS PPTY TR INC COM 459 -2,847 (86.12) 25,850
TEXAS CAP BANCSHARES INC SUB NT 6.50%42 458 72 18.75 18,525
VORNADO RLTY TR PFD SER L 5.40% 447 New 17,610
CAPITAL ONE FINL CORP DEP SHS 1/40TH 434 -10 (2.33) 16,755
SIMPSON MANUFACTURING CO INC COM 405 New 10,765
D R HORTON INC COM 386 -3,666 (90.47) 12,853
PLAINS GP HLDGS L P SHS A REP LTPN 383 -164 (30) 38,689
STATE STR CORP DEP SHS REPSTG 1 378 -5 (1.37) 14,425
STARBUCKS CORP COM 376 125 49.72 6,682
ABBVIE INC COM 373 -32 (8) 6,118
CITIGROUP CAP XIII TR PFD SECS 354 New 13,535
NUSTAR ENERGY LP UNIT COM 348 New 6,900
AMERICAN EXPRESS CO COM 348 -8 (2.31) 5,318