ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2014

Position Statistics

Total Positions 280
New Positions 17
Increased Positions 87
Decreased Positions 148
Positions with Activity 235
Sold Out Positions 56
Total Mkt Value (in $ millions) 2,231

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.84%
Capital Goods 6.79%
Conglomerates 0.22%
Consumer Cyclical 0.56%
Consumer/Non-Cyclical 3.77%
Energy 6.62%
Financial 25.09%
Healthcare 16.22%
Services 10.35%
Technology 19.31%
Transportation 2.08%
Utilities 2.11%

280 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COSTCO WHSL CORP NEW COM 668 5 .79 5,614
CHEVRON CORP NEW COM 654 -172 (20.87) 4,938
UNITED TECHNOLOGIES CORP COM 635 7 1.13 5,916
BANK OF AMERICA CORPORATION COM 629 16 2.58 41,003
JPMORGAN CHASE & CO DEP SHS RP PFD T 620 620 New 23,700
STATE STR CORP DEP SHS REPSTG 1 605 44 7.89 25,975
SPDR S&P 500 ETF TR TR UNIT 599 -4,611 (88.5) 3,042
HAWAIIAN ELEC INDUSTRIES COM 587 New 24,291
INTL PAPER CO COM 583 -98 (14.36) 11,925
PRECISION DRILLING CORP COM 2010 557 New 42,200
PARK ELECTROCHEMICAL CORP COM 557 New 19,450
WELLS FARGO & CO NEW DEP SHS REPSTG 1 542 New 23,655
DANAHER CORP DEL COM 541 New 7,304
HUGOTON RTY TR TEX UNIT BEN INT 527 New 52,800
DOMINOS PIZZA INC COM 495 54 12.16 6,705
TEXAS CAP BANCSHARES INC SUB NT 6.50%42 495 New 20,330
NOW INC COM 494 -34 (6.4) 14,910
ENERGY XXI BERMUDA LTD USD UNRS SHS 490 -475 (49.23) 23,550
DILLARDS CAP TR I CAP SECS 7.5% 479 -47 (8.89) 18,460
AMERICAN EXPRESS CO COM 456 16 3.69 4,977