ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 12/31/2014

Position Statistics

Total Positions 246
New Positions 25
Increased Positions 91
Decreased Positions 105
Positions with Activity 196
Sold Out Positions 14
Total Mkt Value (in $ millions) 1,859

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.29%
Capital Goods 4.96%
Conglomerates 0.01%
Consumer Cyclical 1.77%
Consumer/Non-Cyclical 5.32%
Energy 3.24%
Financial 20.49%
Healthcare 12.16%
Services 15.97%
Technology 14.87%
Transportation 3.14%
Utilities 6.91%

246 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VERIZON COMMUNICATIONS INC SR NT 5.9%54 694 694 New 25,275
EQUITY COMWLTH SR NT 5.75% 663 New 27,475
GLOBAL PARTNERS LP COM UNITS 658 New 17,200
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 637 -26 (3.87) 12,478
GOOGLE INC CL C 630 -4,102 (86.69) 1,180
US BANCORP DEL DEP SHS REP G 624 -10 (1.61) 22,975
INTL PAPER CO COM 619 New 11,325
DANAHER CORP DEL COM 618 New 7,236
JPMORGAN CHASE & CO DEP SHS RP PFD T 615 New 22,500
DOMINOS PIZZA INC COM 614 -28 (4.35) 6,115
WELLS FARGO & CO NEW DEP SHS REPSTG 1 597 New 24,105
SENOMYX INC COM 593 New 100,635
SCHWAB CHARLES CORP NEW DSHS 1/40 PF B 592 592 New 22,225
ONEOK INC NEW COM 580 -11,731 (95.29) 11,528
BANK AMER CORP COM 559 -7 (1.2) 35,410
STRATASYS LTD SHS 537 -15,758 (96.71) 9,257
STATE STR CORP DEP SHS REPSTG 1 529 -7 (1.4) 21,175
CAPITAL ONE FINL CORP DEP SHS 1/40TH 515 New 20,210
THERMO FISHER SCIENTIFIC INC COM 487 10 2.08 3,676
CROWN CASTLE INTL CORP NEW CNV PFD STK SR A 481 New 4,525