ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 12/31/2013

Position Statistics

Total Positions 284
New Positions 21
Increased Positions 101
Decreased Positions 124
Positions with Activity 225
Sold Out Positions 26
Total Mkt Value (in $ millions) 2,147

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.44%
Capital Goods 7.5%
Conglomerates 0.2%
Consumer Cyclical 0.5%
Consumer/Non-Cyclical 2.49%
Energy 5.49%
Financial 27.64%
Healthcare 15.22%
Services 11.54%
Technology 18.85%
Transportation 1.63%
Utilities 2.02%

284 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WEYERHAEUSER CO PREF CONV SER A 959 176 22.41 18,405
NATIONAL FUEL GAS CO N J COM 939 New 13,501
UNITED STATES CELLULAR CORP CALL SR NT 60 922 922 New 37,325
ORACLE CORP COM 916 7 .80 23,052
ALASKA AIR GROUP INC COM 895 New 9,959
PUBLIC SVC ENTERPRISE GROUP COM 891 99 12.50 22,500
REED ELSEVIER P L C SPONS ADR NEW 872 New 14,931
WELLPOINT INC COM 839 New 8,702
SIMON PPTY GROUP INC NEW PFD J 8.375% 814 -44 (5.18) 12,540
SIMPSON MANUFACTURING CO INC COM 804 New 24,800
PROCTER & GAMBLE CO COM 778 20 2.66 9,619
GETTY RLTY CORP NEW COM 776 New 41,450
AMERICAN FINL GROUP INC OHIO COM 758 New 13,461
CHEVRON CORP NEW COM 751 -24 (3.11) 6,240
SENOMYX INC COM 741 New 90,760
CIGNA CORPORATION COM 732 -6 (0.84) 9,462
CAPITAL ONE FINL CORP DEP SHS 1/40TH 720 -240 (24.99) 30,010
YPF SOCIEDAD ANONIMA SPON ADR CL D 694 74 11.86 23,714
ISHARES AUSTRIA CAPD ETF 693 -77 (9.98) 35,431
PITNEY BOWES INC NT 43 692 692 New 26,950