ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2014

Position Statistics

Total Positions 279
New Positions 17
Increased Positions 87
Decreased Positions 148
Positions with Activity 235
Sold Out Positions 56
Total Mkt Value (in $ millions) 2,254

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.62%
Capital Goods 7.08%
Conglomerates 0.22%
Consumer Cyclical 0.56%
Consumer/Non-Cyclical 3.78%
Energy 6.69%
Financial 25.04%
Healthcare 16.17%
Services 10.34%
Technology 19.29%
Transportation 2.16%
Utilities 2.09%

279 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WEYERHAEUSER CO PREF CONV SER A 1,035 1 .11 18,425
HSBC USA INC NEW PFD DEP 1/40 G 1,000 -3 (0.35) 43,290
WELLS FARGO & CO NEW DEP SHS 1/1000 A 964 964 New 37,156
BERKSHIRE HATHAWAY INC DEL CL A 961 -192 (16.67) 5
REED ELSEVIER P L C SPONS ADR NEW 957 New 14,931
NATIONAL FUEL GAS CO N J COM 944 -21 (2.15) 13,211
SIMON PPTY GROUP INC NEW PFD J 8.375% 882 13 1.52 12,730
GULFPORT ENERGY CORP COM NEW 863 863 New 15,000
SIMPSON MANUFACTURING CO INC COM 844 New 24,800
PROCTER & GAMBLE CO COM 799 30 3.86 9,990
GETTY RLTY CORP NEW COM 783 New 41,450
US BANCORP DEL DEP SHS REP G 774 -2,876 (78.8) 28,050
ROPER INDS INC NEW COM 765 New 5,347
RAYONIER ADVANCED MATLS INC COM 762 -3 (0.35) 19,021
PUBLIC SVC ENTERPRISE GROUP COM 757 -76 (9.13) 20,445
BP PLC SPONSORED ADR 750 355 89.77 14,650
CAPITAL ONE FINL CORP DEP SHS 1/40TH 743 12 1.67 30,510
WEYERHAEUSER CO COM 736 New 22,905
SENOMYX INC COM 727 38 5.51 95,760
FREEPORT-MCMORAN INC CL B 702 -5 (0.68) 18,201