ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2016

Position Statistics

Total Positions 237
New Positions 21
Increased Positions 42
Decreased Positions 180
Positions with Activity 222
Sold Out Positions 65
Total Mkt Value (in $ millions) 1,116

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.55%
Capital Goods 7.25%
Conglomerates
Consumer Cyclical 3.39%
Consumer/Non-Cyclical 5.1%
Energy 4.66%
Financial 21.54%
Healthcare 9.63%
Services 17.81%
Technology 17.09%
Transportation 2.79%
Utilities 3.72%

237 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR SERIES TRUST INTR TRM CORP BD 654 654 New 18,863
JPMORGAN CHASE & CO DEP SHS RP PFD T 576 -14 (2.37) 20,600
MCDONALDS CORP COM 571 -49 (7.93) 4,781
QWEST CORP NT 540 540 New 21,175
THERMO FISHER SCIENTIFIC INC COM 523 New 3,601
CROWN CASTLE INTL CORP NEW CNV PFD STK SR A 520 -10 (1.97) 4,485
INTEGRYS ENERGY GROUP INC JR SUB FX/FLT 73 493 493 New 18,775
UNITED TECHNOLOGIES CORP COM 462 -9 (1.81) 4,672
3M CO COM 455 -183 (28.72) 2,691
CAPITAL ONE FINL CORP DEP SHS 1/40TH 439 New 16,755
MARKETAXESS HLDGS INC COM 433 81 22.96 3,111
WELLS FARGO & CO NEW DEP1/1000PF CL A 414 -1,878 (81.95) 15,965
AT&T INC COM 405 -1,323 (76.59) 9,743
CHENIERE ENERGY INC COM NEW 381 -48 (11.08) 10,960
TEXAS CAP BANCSHARES INC SUB NT 6.50%42 381 -94 (19.84) 14,850
STATE STR CORP DEP SHS REPSTG 1 380 New 14,425
ABBVIE INC COM 356 -10 (2.86) 5,943
US BANCORP DEL DEP SHS REP G 352 -192 (35.27) 13,350
STARBUCKS CORP COM 349 -16 (4.43) 6,386
CITIGROUP CAP XIII TR PFD SECS 348 -3 (0.92) 13,410