ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2014

Position Statistics

Total Positions 249
New Positions 25
Increased Positions 110
Decreased Positions 99
Positions with Activity 209
Sold Out Positions 23
Total Mkt Value (in $ millions) 2,430

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.54%
Capital Goods 6.7%
Conglomerates 0.22%
Consumer Cyclical 0.22%
Consumer/Non-Cyclical 2.36%
Energy 11.18%
Financial 21.69%
Healthcare 12.94%
Services 8.87%
Technology 19.86%
Transportation 2.4%
Utilities 4.3%

249 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BAC CAP TR VIII GTD CAP SECS 1,301 New 51,600
ALLSTATE CORP DEP SH 1/1000 E 1,297 1,297 New 50,025
BERKSHIRE HATHAWAY INC DEL CL A 1,272 212 20 6
TRACTOR SUPPLY CO COM 1,248 -4 (0.35) 20,455
POWERSHARES ETF TRUST II SENIOR LN PORT 1,232 1,232 New 50,334
ENTERGY MISS INC 1ST MTG BD 1,191 -18 (1.48) 46,600
VERISK ANALYTICS INC CL A 1,185 -40 (3.27) 18,500
MARSH & MCLENNAN COS INC COM 1,158 -113 (8.9) 21,812
STERICYCLE INC COM 1,155 -26 (2.23) 9,850
HOLLY ENERGY PARTNERS L P COM UT LTD PTN 1,154 -109 (8.6) 31,762
OLIN CORP COM PAR $1 1,141 New 43,750
NEXTERA ENERGY CAP HLDGS INC JR DEB-H 72 1,124 New 48,309
CENTERPOINT ENERGY INC COM 1,103 17 1.61 45,825
NATURAL RESOURCE PARTNERS L P COM UNIT L P 1,059 -66 (5.9) 72,554
KKR FINL HLDGS LLC SR NT 1,045 1,045 New 38,550
COMCAST CORP NEW NT 61 1,044 -25 (2.38) 41,525
CHART INDS INC COM PAR $0.01 1,032 1,032 New 16,540
WEYERHAEUSER CO PREF CONV SER A 1,009 New 18,425
REED ELSEVIER P L C SPONS ADR NEW 990 New 14,931
MARKET VECTORS ETF TR HG YLD MUN ETF 984 984 New 32,132