ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2014

Position Statistics

Total Positions 249
New Positions 25
Increased Positions 110
Decreased Positions 99
Positions with Activity 209
Sold Out Positions 23
Total Mkt Value (in $ millions) 2,424

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.58%
Capital Goods 6.64%
Conglomerates 0.22%
Consumer Cyclical 0.23%
Consumer/Non-Cyclical 2.33%
Energy 11.79%
Financial 21.2%
Healthcare 13.01%
Services 8.97%
Technology 19.71%
Transportation 2.28%
Utilities 4.42%

249 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DUKE ENERGY CORP NEW COM NEW 1,823 49 2.78 24,637
AXIS CAPITAL HOLDINGS LTD PFD SER C 1,822 -88 (4.62) 67,665
WASTE MGMT INC DEL COM 1,804 14 .79 38,409
EXXON MOBIL CORP COM 1,749 1 .05 17,587
SOUTHERN CO COM 1,742 38 2.23 39,230
REGENCY ENERGY PARTNERS L P COM UNITS L P 1,700 478 39.14 51,561
ROYAL DUTCH SHELL PLC SPONS ADR A 1,660 -10 (0.58) 20,500
ALLIANCE DATA SYSTEMS CORP COM 1,638 617 60.39 6,188
WILLIAMS PARTNERS L P COM UNIT L P 1,633 498 43.93 30,800
BB&T CORP DEP SHS REPSTG 1 1,583 -73 (4.41) 66,070
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 1,558 14 .91 16,166
ALTRIA GROUP INC COM 1,522 335 28.20 35,331
AT&T INC COM 1,518 161 11.88 43,416
PENTAIR PLC SHS 1,484 -41 (2.68) 21,798
DONNELLEY R R & SONS CO COM 1,465 New 82,900
WELLS FARGO & CO NEW DEP1/1000PF CL A 1,459 New 61,965
TRIBUNE MEDIA CO CL A 1,449 -54 (3.6) 18,995
ALEXION PHARMACEUTICALS INC COM 1,402 -489 (25.86) 8,283
GALLAGHER ARTHUR J & CO COM 1,370 New 29,000
TRACTOR SUPPLY CO COM 1,369 -5 (0.35) 20,455