ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2015

Position Statistics

Total Positions 251
New Positions 17
Increased Positions 76
Decreased Positions 129
Positions with Activity 205
Sold Out Positions 23
Total Mkt Value (in $ millions) 1,811

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.4%
Capital Goods 6.09%
Conglomerates 0%
Consumer Cyclical 0.96%
Consumer/Non-Cyclical 4.64%
Energy 3.78%
Financial 21.41%
Healthcare 11.29%
Services 19.77%
Technology 15.06%
Transportation 3.74%
Utilities 6.15%

251 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PLAINS GP HLDGS L P SHS A REP LTPN 1,832 -241 (11.62) 73,789
NEXTERA ENERGY CAP HLDGS INC JR DEB-H 72 1,803 New 71,809
QUESTAR CORP COM 1,794 -63 (3.41) 82,744
DUKE ENERGY CORP NEW COM NEW 1,743 New 23,838
SOUTHERN CO COM 1,692 -11 (0.64) 38,853
ENTERGY CORP NEW COM 1,643 New 23,473
ALEXION PHARMACEUTICALS INC COM 1,623 20 1.27 7,974
MONDELEZ INTL INC CL A 1,615 -2,206 (57.73) 37,742
HSBC HLDGS PLC PERP PREF SHS 1,603 -33 (2.02) 61,707
BB&T CORP DEP SHS REPSTG 1 1,563 -17 (1.09) 63,270
KKR FINL HLDGS LLC SR NT 1,451 229 18.77 53,621
EXXON MOBIL CORP COM 1,450 -101 (6.49) 17,580
DONNELLEY R R & SONS CO COM 1,402 New 82,900
AT&T INC COM 1,379 -40 (2.8) 40,161
D R HORTON INC COM 1,377 1,377 New 49,923
GALLAGHER ARTHUR J & CO COM 1,369 New 29,000
VERISK ANALYTICS INC COM 1,355 New 18,500
VERIZON COMMUNICATIONS INC SR NT 5.9%54 1,352 686 102.97 51,300
EATON CORP PLC SHS 1,347 13 1.00 21,901
BAC CAP TR VIII GTD CAP SECS 1,320 New 51,800