ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2014

Position Statistics

Total Positions 249
New Positions 25
Increased Positions 110
Decreased Positions 99
Positions with Activity 209
Sold Out Positions 23
Total Mkt Value (in $ millions) 2,436

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.52%
Capital Goods 6.7%
Conglomerates 0.22%
Consumer Cyclical 0.22%
Consumer/Non-Cyclical 2.36%
Energy 11.24%
Financial 21.75%
Healthcare 12.92%
Services 8.83%
Technology 19.89%
Transportation 2.4%
Utilities 4.27%

249 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AXIS CAPITAL HOLDINGS LTD PFD SER C 1,789 -87 (4.62) 67,665
ENTERGY CORP NEW COM 1,788 8 .43 23,573
RAYONIER INC COM 1,784 -44 (2.39) 55,700
EXXON MOBIL CORP COM 1,699 1 .05 17,587
SOUTHERN CO COM 1,698 37 2.23 39,230
REGENCY ENERGY PARTNERS L P COM UNITS L P 1,682 473 39.14 51,561
WILLIAMS PARTNERS L P COM UNIT L P 1,661 507 43.93 30,800
ROYAL DUTCH SHELL PLC SPONS ADR A 1,611 -9 (0.58) 20,500
ALTRIA GROUP INC COM 1,581 348 28.20 35,331
ALLIANCE DATA SYSTEMS CORP COM 1,543 581 60.39 6,188
BB&T CORP DEP SHS REPSTG 1 1,536 -71 (4.41) 66,070
AT&T INC COM 1,527 162 11.88 43,416
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 1,491 13 .91 16,166
PENTAIR PLC SHS 1,476 -41 (2.68) 21,798
DONNELLEY R R & SONS CO COM 1,413 New 82,900
TRIBUNE MEDIA CO CL A 1,413 -53 (3.6) 18,995
WELLS FARGO & CO NEW DEP1/1000PF CL A 1,400 New 61,965
ALEXION PHARMACEUTICALS INC COM 1,338 -467 (25.86) 8,283
SPDR SER TR SHT TRM HGH YLD 1,328 1,328 New 43,976
GALLAGHER ARTHUR J & CO COM 1,318 New 29,000