ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 12/31/2014

Position Statistics

Total Positions 246
New Positions 25
Increased Positions 91
Decreased Positions 105
Positions with Activity 196
Sold Out Positions 14
Total Mkt Value (in $ millions) 1,835

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.14%
Capital Goods 5.05%
Conglomerates 0.01%
Consumer Cyclical 1.78%
Consumer/Non-Cyclical 5.32%
Energy 2.93%
Financial 20.18%
Healthcare 12.27%
Services 16.38%
Technology 14.83%
Transportation 3.21%
Utilities 6.78%

246 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TARGET CORP COM 2,136 -402 (15.84) 26,192
US BANCORP DEL DEP SHS PFD F 2,097 -710 (25.28) 70,428
TECO ENERGY INC COM 2,051 New 106,700
WASTE MGMT INC DEL COM 2,035 New 38,109
UNITED STATES CELLULAR CORP CALL SR NT 60 2,021 -72 (3.44) 80,059
QUESTAR CORP COM 2,004 -39 (1.89) 85,669
OCCIDENTAL PETE CORP DEL COM 1,984 -611 (23.55) 27,288
NEXTERA ENERGY CAP HLDGS INC JR DEB-H 72 1,809 New 71,809
PHILIP MORRIS INTL INC COM 1,807 -71 (3.79) 23,528
ENTERGY CORP NEW COM 1,800 New 23,473
DUKE ENERGY CORP NEW COM NEW 1,788 -60 (3.24) 23,838
ALTRIA GROUP INC COM 1,748 -31 (1.74) 34,716
TRACTOR SUPPLY CO COM 1,727 -36 (2.04) 20,037
SOUTHERN CO COM 1,721 3 .17 39,103
AXIS CAPITAL HOLDINGS LTD PFD SER C 1,713 1,713 New 62,738
HSBC HLDGS PLC PERP PREF SHS 1,651 -4 (0.23) 62,982
BB&T CORP DEP SHS REPSTG 1 1,617 -53 (3.18) 63,970
EXXON MOBIL CORP COM 1,571 110 7.51 18,800
DONNELLEY R R & SONS CO COM 1,547 New 82,900
EATON CORP PLC SHS 1,446 -11,984 (89.23) 21,684