ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2014

Position Statistics

Total Positions 249
New Positions 25
Increased Positions 110
Decreased Positions 99
Positions with Activity 209
Sold Out Positions 23
Total Mkt Value (in $ millions) 2,411

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.58%
Capital Goods 6.67%
Conglomerates 0.23%
Consumer Cyclical 0.23%
Consumer/Non-Cyclical 2.34%
Energy 11.72%
Financial 21.25%
Healthcare 13.04%
Services 9.01%
Technology 19.6%
Transportation 2.28%
Utilities 4.41%

249 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LILLY ELI & CO COM 2,774 -33,552 (92.36) 43,955
LORILLARD INC COM 2,721 42 1.56 45,878
JPMORGAN CHASE CAP XXIX GTD CAP SECS 2,616 -27 (1.02) 100,960
DOW CHEM CO COM 2,596 New 48,400
PLUM CREEK TIMBER CO INC COM 2,509 -105 (4) 61,655
METLIFE INC PFD B 6.50 2,476 -97 (3.76) 97,175
CONAGRA FOODS INC COM 2,442 New 76,000
VERIZON COMMUNICATIONS INC COM 2,402 48 2.04 48,607
PITNEY BOWES INC NT 43 2,334 514 28.22 89,625
HSBC HLDGS PLC PERP PREF SHS 2,288 New 85,363
DAVITA HEALTHCARE PARTNERS INC COM 2,221 144 6.91 29,843
WELLS FARGO & CO NEW DEP SHS 1/1000 A 2,218 1,252 129.68 85,341
INTERNATIONAL BUSINESS MACHS COM 2,171 68 3.21 11,308
PHILIP MORRIS INTL INC COM 2,157 -5,385 (71.4) 25,295
QUESTAR CORP COM 2,035 -33 (1.61) 87,318
TECO ENERGY INC COM 1,917 New 106,700
RAYONIER INC COM 1,899 -47 (2.39) 55,700
KRAFT FOODS GROUP INC COM 1,879 -13 (0.68) 32,127
TARGET CORP COM 1,878 New 31,120
AXIS CAPITAL HOLDINGS LTD PFD SER C 1,824 -88 (4.62) 67,665