ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 12/31/2014

Position Statistics

Total Positions 246
New Positions 25
Increased Positions 91
Decreased Positions 105
Positions with Activity 196
Sold Out Positions 14
Total Mkt Value (in $ millions) 1,843

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.39%
Capital Goods 5.1%
Conglomerates 0.01%
Consumer Cyclical 1.76%
Consumer/Non-Cyclical 5.35%
Energy 3.07%
Financial 20.6%
Healthcare 12.03%
Services 16.17%
Technology 14.86%
Transportation 3.39%
Utilities 6.76%

246 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROCTER & GAMBLE CO COM 3,095 2,268 274.31 36,353
LORILLARD INC COM 3,074 -65 (2.08) 44,923
LILLY ELI & CO COM 3,059 -36 (1.15) 43,598
SPDR S&P 500 ETF TR TR UNIT 2,991 2,159 259.78 14,197
GOLDMAN SACHS GROUP INC NT 6.125%60 2,959 -146 (4.71) 114,350
QWEST CORP NT 52 2,796 377 15.60 106,259
JPMORGAN CHASE & CO COM 2,770 -737 (21.02) 45,210
ALLSTATE CORP DEP SH 1/1000 E 2,717 639 30.75 99,763
PITNEY BOWES INC NT 43 2,682 515 23.74 99,150
CONAGRA FOODS INC COM 2,658 New 76,000
DOW CHEM CO COM 2,649 270 11.33 53,805
WELLS FARGO & CO NEW DEP SHS 1/1000 A 2,642 581 28.18 102,237
JPMORGAN CHASE CAP XXIX GTD CAP SECS 2,506 -59 (2.31) 98,490
PLAINS GP HLDGS L P SHS A REP LTPN 2,391 -14,115 (85.51) 83,489
VERIZON COMMUNICATIONS INC COM 2,381 -25 (1.02) 48,142
METLIFE INC PFD B 6.50 2,281 -8 (0.35) 86,750
PLUM CREEK TIMBER CO INC COM 2,263 14 .63 52,090
WELLS FARGO & CO NEW DEP1/1000PF CL A 2,167 649 42.77 88,465
STERICYCLE INC COM 2,149 820 61.68 15,925
OCCIDENTAL PETE CORP DEL COM 2,125 -655 (23.55) 27,288