ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2014

Position Statistics

Total Positions 280
New Positions 17
Increased Positions 87
Decreased Positions 148
Positions with Activity 235
Sold Out Positions 56
Total Mkt Value (in $ millions) 2,246

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.78%
Capital Goods 6.87%
Conglomerates 0.22%
Consumer Cyclical 0.55%
Consumer/Non-Cyclical 3.78%
Energy 6.66%
Financial 25.06%
Healthcare 16%
Services 10.32%
Technology 19.5%
Transportation 2.14%
Utilities 2.1%

280 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PLUM CREEK TIMBER CO INC COM 2,811 -195 (6.5) 64,226
LORILLARD INC COM 2,743 87 3.28 45,174
PUBLIC STORAGE PFD SHS SER Q 2,654 908 52.03 100,268
JPMORGAN CHASE CAP XXIX GTD CAP SECS 2,636 -5 (0.2) 101,995
DOW CHEM CO COM 2,600 -14 (0.55) 48,400
MICROSOFT CORP COM 2,598 -1,463 (36.03) 58,384
METLIFE INC PFD B 6.50 2,589 956 58.52 100,975
VERIZON COMMUNICATIONS INC COM 2,443 -62 (2.49) 47,635
CONAGRA FOODS INC COM 2,362 New 76,000
HSBC HLDGS PLC PERP PREF SHS 2,316 -31 (1.31) 85,363
INTERNATIONAL BUSINESS MACHS COM 2,130 -2,143 (50.16) 10,956
QUESTAR CORP COM 2,068 -101 (4.66) 88,743
RAYONIER INC COM 2,002 -7 (0.35) 57,065
DAVITA HEALTHCARE PARTNERS INC COM 1,995 131 7.05 27,913
TECO ENERGY INC COM 1,902 -9 (0.49) 106,700
KRAFT FOODS GROUP INC COM 1,886 53 2.91 32,348
AXIS CAPITAL HOLDINGS LTD PFD SER C 1,885 1,885 New 70,940
TARGET CORP COM 1,879 -9 (0.48) 31,120
OLD DOMINION FGHT LINES INC COM 1,870 614 48.89 29,547
ALEXION PHARMACEUTICALS INC COM 1,866 -65 (3.38) 11,172