ROOSEVELT INVESTMENT GROUP INC Information

430 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 09/30/2014

Position Statistics

Total Positions 236
New Positions 13
Increased Positions 54
Decreased Positions 124
Positions with Activity 178
Sold Out Positions 15
Total Mkt Value (in $ millions) 1,822

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.3%
Capital Goods 4.51%
Conglomerates 0.33%
Consumer Cyclical 0.4%
Consumer/Non-Cyclical 3.5%
Energy 6.58%
Financial 20.81%
Healthcare 13.7%
Services 10.61%
Technology 15.83%
Transportation 2.33%
Utilities 7.01%

236 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MONDELEZ INTL INC CL A 3,035 201 7.11 86,113
LORILLARD INC COM 3,010 New 45,878
OCCIDENTAL PETE CORP DEL COM 2,856 2,856 New 35,696
US BANCORP DEL DEP SHS PFD F 2,788 -45 (1.59) 94,255
MICRON TECHNOLOGY INC COM 2,786 2,786 New 95,187
CONAGRA FOODS INC COM 2,693 New 76,000
JPMORGAN CHASE CAP XXIX GTD CAP SECS 2,570 -4 (0.14) 100,820
QWEST CORP NT 52 2,404 -446 (15.64) 91,921
PLUM CREEK TIMBER CO INC COM 2,305 -440 (16.04) 51,765
TARGET CORP COM 2,291 New 31,120
TECO ENERGY INC COM 2,276 New 106,700
METLIFE INC PFD B 6.50 2,271 -264 (10.42) 87,050
QUESTAR CORP COM 2,266 New 87,318
VERIZON COMMUNICATIONS INC COM 2,223 1 .06 48,638
DOW CHEM CO COM 2,183 -3 (0.15) 48,330
PITNEY BOWES INC NT 43 2,175 -258 (10.6) 80,125
DUKE ENERGY CORP NEW COM NEW 2,147 New 24,637
KRAFT FOODS GROUP INC COM 2,099 New 32,127
UNITED STATES CELLULAR CORP CALL SR NT 60 2,085 -790 (27.47) 82,912
ALLSTATE CORP DEP SH 1/1000 E 2,084 718 52.52 76,300