ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2014

Position Statistics

Total Positions 249
New Positions 25
Increased Positions 110
Decreased Positions 99
Positions with Activity 209
Sold Out Positions 23
Total Mkt Value (in $ millions) 2,419

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.47%
Capital Goods 6.7%
Conglomerates 0.22%
Consumer Cyclical 0.22%
Consumer/Non-Cyclical 2.36%
Energy 11.35%
Financial 21.63%
Healthcare 12.89%
Services 8.89%
Technology 19.84%
Transportation 2.41%
Utilities 4.31%

249 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROSS STORES INC COM 4,606 188 4.26 61,012
REINSURANCE GROUP AMER INC SUB DEB 42 4,593 1,188 34.87 170,110
NEXTERA ENERGY CAP HLDGS INC GTD DEB-G 4,158 52 1.26 175,011
DEUTSCHE BANK CAP FDG TR IX PFD 6.625% GTD 3,979 -38 (0.95) 157,070
PUBLIC STORAGE PFD SER R 3,920 154 4.08 153,134
AEGON N V PRP CP SEC 6.375 3,912 580 17.40 154,499
CHENIERE ENERGY INC COM NEW 3,823 -157 (3.94) 45,350
QWEST CORP NT 7.375% 51 3,628 -69 (1.86) 139,426
BRISTOL MYERS SQUIBB CO COM 3,538 -3,703 (51.14) 69,532
GOLDMAN SACHS GROUP INC NT 6.125%60 3,352 117 3.63 130,585
PUBLIC STORAGE PFD SHS SER Q 3,328 702 26.76 127,101
JPMORGAN CHASE & CO COM 3,214 67 2.13 53,293
DISCOVER FINL SVCS DEP SHS 3,163 -104 (3.19) 125,471
LOCKHEED MARTIN CORP COM 3,130 17 .55 17,506
OLD DOMINION FGHT LINES INC COM 3,067 954 45.18 42,897
KINDER MORGAN INC DEL COM 2,966 -394 (11.72) 77,794
LILLY ELI & CO COM 2,897 -35,041 (92.36) 43,955
UNITED STATES CELLULAR CORP CALL SR NT 60 2,866 1,012 54.57 114,320
MONDELEZ INTL INC CL A 2,848 1,236 76.65 80,400
QWEST CORP NT 52 2,804 1,228 77.93 108,968