ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 12/31/2014

Position Statistics

Total Positions 246
New Positions 25
Increased Positions 91
Decreased Positions 105
Positions with Activity 196
Sold Out Positions 14
Total Mkt Value (in $ millions) 1,831

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.15%
Capital Goods 5.01%
Conglomerates 0.01%
Consumer Cyclical 1.75%
Consumer/Non-Cyclical 5.31%
Energy 2.97%
Financial 20.27%
Healthcare 12.19%
Services 16.41%
Technology 14.87%
Transportation 3.21%
Utilities 6.78%

246 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KIMCO RLTY CORP DEP 1/1000 PFD I 5,252 450 9.36 200,058
STANLEY BLACK & DECKER INC JR SUB DEB 52 5,147 -71 (1.36) 201,220
TRIBUNE MEDIA CO CL A 5,016 3,851 330.61 81,795
JOHNSON & JOHNSON COM 4,802 46 .96 47,856
PNC FINL SVCS GROUP INC DEPOSITARY SHS P 4,580 406 9.72 158,147
BRISTOL MYERS SQUIBB CO COM 4,541 61 1.35 70,183
ALLIANCE DATA SYSTEMS CORP COM 4,485 823 22.47 15,450
NESTLE S A SPONSORED ADR 4,431 -2,320 (34.37) 57,712
NEXTERA ENERGY CAP HLDGS INC GTD DEB-G 4,250 244 6.10 166,146
REINSURANCE GROUP AMER INC SUB DEB 42 4,249 118 2.85 146,613
AEGON N V PRP CP SEC 6.375 4,144 526 14.55 162,688
GENERAL ELECTRIC CO COM 4,027 -103 (2.49) 161,652
DEUTSCHE BANK CAP FDG TR IX PFD 6.625% GTD 3,818 -91 (2.33) 152,705
PUBLIC STORAGE PFD SER R 3,696 -73 (1.94) 138,736
DAVITA HEALTHCARE PARTNERS INC COM 3,513 51 1.48 43,340
DISCOVER FINL SVCS DEP SHS 3,441 112 3.35 131,856
LILLY ELI & CO COM 3,242 -38 (1.15) 43,598
QWEST CORP NT 7.375% 51 3,225 -85 (2.58) 122,678
MONDELEZ INTL INC CL A 3,197 114 3.69 89,286
MICRON TECHNOLOGY INC COM 3,164 635 25.12 119,097